BRIGHTWORTH, LLC

CRD #109569 SEC #801-57003 ATLANTA, GA 404-760-9000

SEC Registered

Total AUM

$5.4B

Discretionary

$5.4B

Employees

Clients

Accounts

7,498

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 19, 2022
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	NA
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	NA
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	NA
ELDRIDGE, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
ELDRIDGE, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
FERRIS, ANNIKA, EUGENE	I	PARTNER & WEALTH ADVISOR	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HARBRY, DEAN, ALAN	I	CHIEF OPERATING OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	DIRECTOR OF COMPLIANCE	NA
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER	NA
HODOR, SHERRY, GOLDSTEIN	I	DIRECTOR OF COMPLIANCE	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JOHNSON, KRISTEN, ANN	I	PARTNER & MANAGER OF CLIENT SERVICE	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	NA
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & BOARD OF DIRECTORS MEMBER	NA	Control
NAKAMURA, LARRY, TRISTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
NAKAMURA, LARRY, TRISTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	NA	Control
POE, KENNETH, WARREN	I	BOARD OF DIRECTORS MEMBER	NA	Control
PUGH, STEPHEN, ALAN	I	CHIEF FINANCIAL OFFICER	NA
PUGH, STEPHEN, ALAN	I	CHIEF FINANCIAL OFFICER	NA
PUGH, STEPHEN, ALAN	I	CHIEF FINANCIAL OFFICER	NA
PUGH, STEPHEN, ALAN	I	CHIEF FINANCIAL OFFICER	NA
PUGH, STEPHEN, ALAN	I	CHIEF FINANCIAL OFFICER	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	NA
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH US LLC	DE	OWNER	E	Control
CI PRIVATE WEALTH, LLC	DE	OWNER	E	Control
CI US HOLDINGS, LLC	DE	OWNER, MANAGING MEMBER	D	Control
CI US HOLDINGS, LLC	DE	OWNER, MANAGING MEMBER	D	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER	C	Control
DARDAMAN, CHRIS, JOHN	I	PARTNER	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
DARDAMAN, CHRIS, JOHN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
DARDAMAN, CHRIS, JOHN	I	MANAGING MEMBER, PARTNER & CEO	C	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER	C	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER & CHAIRMAN	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	MANAGING MEMBER & FOUNDING PARTNER	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER & WEALTH ADVISOR	C	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	PARTNER	B	Control
GOTTHARDT, FREDERICK, ALAN	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
GOTTHARDT, FREDERICK, ALAN	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & COO	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING MEMBER, PARTNER & PRESIDENT	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER & WEALTH ADVISOR	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	MANAGING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
PADRON, RAYMOND, VINCENT	I	CHIEF EXECUTIVE OFFICER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR AND MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR AND MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR AND MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR AND MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	B	Control
POLSTRA, DAVID, WARREN	I	CO-FOUNDING PARTNER, WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	B	Control
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A	Control
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A	Control
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
BROWN, LISA, LORRAINE	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR & & MANAGEMENT COMMITTEE MEMBER	A	Control
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR & & MANAGEMENT COMMITTEE MEMBER	A	Control
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR & & MANAGEMENT COMMITTEE MEMBER	A	Control
CUSHNIE, ANNIKA, FERRIS	I	PARTNER & WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR & & MANAGEMENT COMMITTEE MEMBER	A	Control
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
CUSHNIE, ANNIKA, FERRIS	I	PARTNER, WEALTH ADVISOR	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS & MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS & MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS & MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS	A
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, DIRECTOR OF OPERATIONS & MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, MANAGEMENT COMMITTEE MEMBER	A	Control
HODOR, SHERRY, GOLDSTEIN	I	CHIEF COMPLIANCE OFFICER, PARTNER, BOARD OF DIRECTORS MEMBER	A	Control
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
HUSSON, JUSTIN, DENVER	I	PARTNER & MANAGER OF INVESTMENT OPERATIONS	A
JOHNSON, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A	Control
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A	Control
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A	Control
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER	A	Control
JORDAN, CHARLES, LOVETT	I	PARTNER & WEALTH ADVISOR, BOARD OF DIRECTORS MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
MILLER, BRETT, STEPHEN	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PADRON, RAYMOND, VINCENT	I	PARTNER & COO	A	Control
PADRON, RAYMOND, VINCENT	I	CHIEF COMPLIANCE OFFICER	A	Control
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
PICCIRILLO, KRISTEN, ANN	I	PARTNER & DIRECTOR OF CLIENT SERVICE	A
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
SYTZ, ROBERT, VOORHEES	I	PARTNER, WEALTH ADVISOR & MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER & DIRECTOR OF PORTFOLIO MANAGEMENT	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER & MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER & MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER & MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER	A
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER & MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER	A	Control
WILSON, DONALD, WINFRED	I	PARTNER, CHIEF INVESTMENT OFFICER, BOARD OF DIRECTORS MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS INC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI PRIVATE WEALTH HOLDINGS, LLC	DE	CI PRIVATE WEALTH US LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US HOLDINGS INC	DE	CIPW HOLDINGS, LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US HOLDINGS INC	DE	CI US, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CI US, LLC	DE	CIPW HOLDINGS, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CI US, LLC	DE	CI PRIVATE WEALTH HOLDINGS, LLC	E	Control
CIPW HOLDINGS, LLC	DE	CI PRIVATE WEALTH, LLC	E	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS, LLC	D	Control
CI FINANCIAL CORP.	FE	CI US HOLDINGS, LLC	D	Control

Registrations

Federal

May 19, 2022 REGISTERED

Notice Filings (46)

AK AL AR AZ CA CO CT DE FL GA IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA SC SD TN TX UT VA VT WA WI WV

Address

3344 PEACHTREE ROAD, NE
SUITE 2000
ATLANTA, GA 30326
United States

Phone: 404-760-9000