SHEPHERD KAPLAN & ACUNA LLC
CRD #109573 SEC #801-57429 BOSTON, MA 617-369-0944
SEC Registered
Total AUM
$28.5M
Discretionary
$0
Employees
5
Clients
51
Accounts
300
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACUNA, ARIEL, FELIPE | I | PARTNER | C | Control |
| KAPLAN, DAVID, CHARLES | I | PARTNER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | PARTNER | C | Control |
Registrations
Federal
IA
Apr 29, 2002 REGISTERED
Notice Filings (1)
MA
Address
360 NEWBURY STSUITE 503
BOSTON, MA 2115
USA
Phone: 617-369-0944