OSTERWEIS CAPITAL MANAGEMENT LLC
Legal name: OSTERWEIS CAPITAL MANAGEMENT
CRD #109580 SEC #801-54360 SAN FRANCISCO, CA 415-434-4441
SEC Registered
Total AUM
$7.6B
Discretionary
$7.5B
Employees
63
Clients
26
Accounts
323
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
- LEI
- 549300QTXLDORVYB5025
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| ANGOVE, MARTHA, ELIZABETH | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | NA | |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CEO | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | VICE CHAIRMAN | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| BERLER, MATTHEW, KIP | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | NA | Control |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| CHANG, SARAH | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| COLEMAN, JOHN, SCOTT | I | DIRECTOR | NA | |
| COLEMAN, JOHN, SCOTT | I | DIRECTOR | NA | |
| COLEMAN, JOHN, SCOTT | I | DIRECTOR | NA | |
| COLEMAN, JOHN, SCOTT | I | DIRECTOR | NA | |
| COLEMAN, JOHN, SCOTT | I | DIRECTOR | NA | |
| DUNEGAN, DORETTA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNEGAN, DORETTA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNEGAN, DORETTA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNEGAN, DORETTA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNEGAN, DORETTA, LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| EUBANKS, SHAWN, MICHAEL | I | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| FRIEDMAN, TULLY, MICHAEL | I | DIRECTOR | NA | |
| HALBERSTADT, CATHERINE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CO- CHIEF OPERATING OFFICER & CO-CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALBERSTADT, CATHERINE | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | NA | |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | NA | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | NA | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HELLMAN, MARCO, WARREN | I | DIRECTOR | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, GREGORY, SCOTT | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| HERMANSKI, REBECCA, DAWN | I | TRUSTEE, HERMANSKI FAMILY TRUST | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, BRADLEY, MORGAN | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KANE, RACHEL, ZENNER | I | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KAUFMAN, CARL, PHILIP | I | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | NA | |
| KAUFMAN, CARL, PHILIP | I | CO-CEO AND CO-PRESIDENT | NA | Control |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| KOVRIGA, IRINA | I | TRUSTEE, KOVRIGA FAMILY REVOCABLE TRUST | NA | |
| LEE, MANG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, MAZNG, C. | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| LEE, TSUN, HSIEN | I | TRUSTEE, LEE FAMILY TRUST | NA | |
| MACLELLAN, JOHN, STEPHEN | I | DIRECTOR | NA | |
| MACLELLAN, JOHN, STEPHEN | I | DIRECTOR | NA | |
| MACLELLAN, JOHN, STEPHEN | I | DIRECTOR | NA | |
| MACLELLAN, JOHN, STEPHEN | I | DIRECTOR | NA | |
| MACLELLAN, JOHN, STEPHEN | I | DIRECTOR | NA | |
| MONOSSON, STEVEN, AARON | I | VP/ANALYST/ASST PORT MGR/SHAREHOLDER | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO/MEMBER | NA | |
| NICHTER, PAMELA, SUE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | CO- CHIEF OPERATING OFFICER & CO-CHIEF FINANCIAL OFFICER | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | VP/CFO/COO | NA | Control |
| NICHTER, PAMELA, SUE | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | MANAGER, PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN | NA | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CCO | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CCO | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVERNETTI, JOHN, FOXON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | D | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993, JOHN S. OSTERWEIS, TRUSTEE | DE | MEMBER | C | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | C | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | C | Control |
| OSTERWEIS, JOHN, STEVEN | I | TRUSTEE, OSTERWEIS REVOCABLE TRUST | C | Control |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST | DE | MEMBER | B | |
| BERLER FAMILY TRUST, BERLER, MATTHEW, KIP, TRUSTEE | DE | MEMBER | B | |
| BERLER FAMILY TRUST, BERLER, MATTHEW, KIP, TRUSTEE | DE | MEMBER | B | |
| BERLER FAMILY TRUST, BERLER, MATTHEW, KIP, TRUSTEE | DE | MEMBER | B | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | B | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | B | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | DE | MEMBER | B | |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | Control |
| HELLMAN FAMILY REVOCABLE TRUST, FREDERICK WARREN HELLMAN AND PATRICIA CHRISTINA HELLMAN, CO-TRUSTEES | DE | MEMBER | B | |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, FREDERICK, WARREN | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, PATRICIA, C | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | Control |
| HELLMAN, PATRICIA, CHRISTINE | I | TRUSTEE, HELLMAN REVOCABLE TRUST | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | DE | MEMBER | B | |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT | B | Control |
| OSTERWEIS, JOHN, STEVEN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT | B | Control |
| ADMINISTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| ADMINISTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| ADMINISTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| ADMINISTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST, MARCO W. HELLMAN AND KATHRYN A. HALL, CO-TRUSTEES | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER FAMILY TRUST | DE | MEMBER | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, AMY, BERNHARD | I | TRUSTEE, BERLER FAMILY TRUST | A | |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| BERLER, MATTHEW, KIP | I | TRUSTEE, BERLER FAMILY TRUST | A | Control |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| EUBANKS/CHANG FAMILY TRUST | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES REVOCABLE TRUST, NICHOLAS M. GRAVES AND MARY W. GRAVES, TRUSTEES | DE | MEMBER | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, MARY, W. | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, MONOSSON REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, MONOSSON REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | TRUSTEE, GRAVES REVOCABLE TRUST | A | |
| GRAVES, NICHOLAS, MICHAEL | I | VP/ANALYST/ASST PORT MGR/SHAREHOLDER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALBERSTADT, CATHERINE | I | MEMBER | A | Control |
| HALL, KATHRYN, ANN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | A | |
| HELLMAN, MARCO, WARREN | I | CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI FAMILY TRUST | DE | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | VICE PRESIDENT | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| HERMANSKI, GREGORY, SCOTT | I | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | KANE FAMILY TRUST DTD 6/27/2005 | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KANE FAMILY TRUST DTD 6/27/2005 | DE | MEMBER | A | |
| KOVRIGA FAMILY REV TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA FAMILY REVOCABLE TRUST | DE | MEMBER | A | |
| KOVRIGA, ALEXANDER (SASHA) | I | TRUSTEE, KOVRIGA FAMILY REV TRUST | A | |
| MANCHUCK, CRAIG, LEONARD | I | SHAREHOLDER | A | |
| MANCHUCK, CRAIG, LEONARD | I | SHAREHOLDER | A | |
| MANCHUCK, CRAIG, LEONARD | I | SHAREHOLDER | A | |
| MANCHUCK, CRAIG, LEONARD | I | SHAREHOLDER | A | |
| MANCHUCK, CRAIG, LEONARD | I | SHAREHOLDER | A | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | A | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | A | |
| OCM UNIT HOLDINGS, LLC | DE | MEMBER | A | |
| PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | DE | MEMBER | A | |
| PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A | |
| THE LEE FAMILY TRUST | DE | MEMBER | A |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (13)
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Address
ONE MARITIME PLAZA, SUITE 800SAN FRANCISCO, CA 94111
United States
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