KRAUSS WHITING CAPITAL ADVISORS LLC
CRD #109588 SEC #801-56678 STAMFORD, CT 203.964.1700
SEC Registered
Total AUM
$27.3M
Discretionary
$26.6M
Employees
6
Clients
1
Accounts
79
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| KRAUSS, THEODORE, ALFRED | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHIPPLE, W., WARD | I | CHIEF INVESTMENT OFFICER, MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
| WHITING, JAMES, STILES | I | MEMBER | B | Control |
Registrations
Federal
IA
Jun 29, 2012 REGISTERED
Notice Filings (2)
CT NY
Address
4 LANDMARK SQUARESTAMFORD, CT 06901-2500
United States
Phone: 203.964.1700