NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CRD #109591 SEC #801-57396 NEW YORK, NY 888-474-7725

SEC Registered Private Funds Disclosures

Total AUM

$113.2B

Discretionary

$111.2B

Employees

349

Clients

Accounts

1,047

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 8, 2025
Branch Offices: 0
LEI: IGJ1X7QLRC5K7CY9GE11

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
ABOU-JAOUDE, NAIM, (NMN)	I	CHIEF EXECUTIVE OFFICER	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
AKHOURY, RAVINDRANATH	I	MANAGER, VICE CHAIRMAN	NA	Control
ANDRIOLA, DANIEL, ALBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
ANDRIOLA, DANIEL, ALBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ANSELMI, ROBERT, ANTHONY	I	SR. MANAGING DIRECTOR/GENERAL COUNSEL AND SECRETARY	NA	Control
ASHE, CHRISTOPHER	I	VICE PRESIDENT, CHIEF FINANCIAL OFFICER	NA	Control
ASHE, CHRISTOPHER, THOMAS	I	VICE PRESIDENT, ACTING CHIEF FINANCIAL OFFICER	NA	Control
ASHE, CHRISTOPHER, THOMAS	I	VICE PRESIDENT, ACTING CHIEF FINANCIAL OFFICER	NA	Control
ASHE, CHRISTOPHER, THOMAS	I	VICE PRESIDENT, ACTING CHIEF FINANCIAL OFFICER	NA	Control
ASHE, CHRISTOPHER, THOMAS	I	VICE PRESIDENT, DEPUTY CHIEF FINANCIAL OFFICER	NA	Control
ATKINS, HOWARD, I	I	MANAGER	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE	NA	Control
BADLER, SARA, LOUISE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, G	I	MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BEDARD, DAVID, GERALD	I	ELECTED MANAGER, CHIEF FINANCIAL OFFICER	NA	Control
BENANAV, GARY, GIDEON	I	MANAGER	NA	Control
BENANAV, GARY, GIDEON	I	MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BLUNT, CHRISTOPHER, OWSLEY	I	ELECTED MANAGER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOPP, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYCE, JEFFERSON, CARLISLE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
BOYLE, PATRICK, GEORGE	I	EXECUTIVE VICE PRESIDENT	NA	Control
BOYLE, PATRICK, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
BROOKMAN, MARC, JEROLD	I	SENIOR MANAGING DIRECTOR	NA	Control
BROOKMAN, MARC, JEROLD	I	SENIOR MANAGING DIRECTOR	NA	Control
BURKE, DEREK, DAVID	I	SENIOR MANAGING DIRECTOR	NA	Control
BURKE, DEREK, DAVID	I	MANAGING DIRECTOR AND CHIEF COMPL. OFFICE	NA	Control
BURKE, DEREK, DAVID	I	SENIOR MANAGING DIRECTOR	NA	Control
BURKE, DEREK, DAVID	I	MANAGING DIRECTOR AND CHIEF COMPL. OFFICE	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CASTELLANI, DAVID, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
CLOUGH, THOMAS, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
CLOUGH, THOMAS, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
CLOUGH, THOMAS, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
CRONIN, MAUREEN, ANNE	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
CRONIN, MAUREEN, ANNE	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
CULLEN, JOHN, ANDREW	I	MANAGER	NA	Control
CULLEN, JOHN, ANDREW	I	MANAGER	NA	Control
CULLEN, JOHN, ANDREW	I	MANAGER	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
Cronin, Maureen	I	SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DESIDERATO, DONALD, M	I	SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
DOWIAK, ALLAN	I	SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES	NA	Control
ELAVIA, TONY, H	I	SENIOR MANAGING DIRECTOR	NA	Control
ELAVIA, TONY, H	I	SENIOR MANAGING DIRECTOR	NA	Control
ELAVIA, TONY, H	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	MANAGER AND CO-PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FISHER, STEPHEN, PAUL	I	ELECTED MANAGER AND PRESIDENT	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
FLEURANT, JOHN, THOMAS	I	ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
GRADY, JOHN, MICHAEL	I	CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HANLEY, DALE, ALEXANDER	I	CHIEF RISK OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HARTE, FRANCIS, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
HUAN, CHONG, PIAW	I	CHIEF INFORMATION OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
HUAN, CHONG, PIAW	I	CHIEF INFORMATION OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
HUAN, CHONG, PIAW	I	CHIEF INFORMATION OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
HUAN, CHONG, PIAW	I	CHIEF INFORMATION OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	SENIOR MANAGING DIRECTOR, CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	ELECTED MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN	I	MANAGER AND CO-PRESIDENT	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HUNG, YIE-HSIN, NMN	I	ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	INTERIM CHIEF EXECUTIVE OFFICER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	INTERIM CHIEF EXECUTIVE OFFICER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	INTERIM CHIEF EXECUTIVE OFFICER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KARAOGLAN, ALAIN, MAURICE	I	ELECTED MANAGER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	ELECTED MANAGER, CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
KIM, JOHN, YONG	I	CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	HEAD OF TRADITIONAL SCALE BUSINESSES, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LAWTON, DREW, EDWARD	I	ELECTED MANAGER, CHIEF EXECUTIVE OFFICER	NA	Control
LAWTON, DREW, EDWARD	I	EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LAWTON, DREW, EDWARD	I	CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEBER, RICHARD, B	I	MANAGER	NA	Control
LEE, BRIAN, ARTHUR	I	SENIOR MANAGING DIRECTOR	NA	Control
LEE, BRIAN, ARTHUR	I	SENIOR MANAGING DIRECTOR	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
Lehneis, Kirk, Christopher	I	CHIEF OPERATING OFFICER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	SENIOR MANAGING DIRECTOR	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MALLOY, ANTHONY, RAMSEY	I	ELECTED MANAGER	NA	Control
MANDELLA, STEPHEN, W	I	SENIOR MANAGING DIRECTOR HEAD OF FINANCE	NA	Control
MANDELLA, STEPHEN, W	I	SENIOR MANAGING DIRECTOR HEAD OF FINANCE	NA	Control
MANDELLA, STEPHEN, W	I	SENIOR MANAGING DIRECTOR HEAD OF FINANCE	NA	Control
MATHAS, THEODORE, A	I	MANAGER	NA	Control
MATHAS, THEODORE, A	I	MANAGER	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, MEMBER OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MATHAS, THEODORE, A	I	MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCALEER, TARA, M	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
MCCAIN, WESLEY, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCAIN, WESLEY, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCAIN, WESLEY, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCAIN, WESLEY, GEORGE	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	CHIEF COMPLIANCE OFFICER AND SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MICUCCI, ALISON, HIERS	I	SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MURDOCK, BRIAN, ANDREW	I	PRESIDENT & CEO	NA	Control
MURDOCK, BRIAN, ANDREW	I	PRESIDENT & CEO	NA	Control
MURDOCK, BRIAN, ANDREW	I	PRESIDENT & CEO	NA	Control
MURDOCK, BRIAN, ANDREW	I	PRESIDENT	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	MANAGING DIRECTOR	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	MANAGING DIRECTOR	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
MURPHY, PATRICK, MICHAEL	I	SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	SENIOR MANAGING DIRECTOR	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	SENIOR MANAGING DIRECTOR	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
OLLARI, FRANK, JOSEPH	I	EXECUTIVE VICE PRESIDENT	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALLITTO, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PATERNOSTER, SUSAN, LEE	I	SENIOR MANAGING DIRECTOR	NA	Control
PATERNOSTER, SUSAN, LEE	I	SENIOR MANAGING DIRECTOR	NA	Control
PATERNOSTER, SUSAN, LEE	I	SENIOR MANAGING DIRECTOR	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
PELL, GIDEON, ANTHONY	I	CHIEF RISK OFFICER	NA	Control
ROUSSIN, STEPHEN, CRAIG	I	PRESIDENT & COO	NA	Control
ROUSSIN, STEPHEN, CRAIG	I	PRESIDENT & CEO	NA	Control
ROUSSIN, STEPHEN, CRAIG	I	PRESIDENT & CEO	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SALAMA, DONALD, ADRIAN	I	SENIOR MANAGING DIRECTOR	NA	Control
SCANLON, SWATI, S	I	CHIEF RISK OFFICER	NA	Control
SCANLON, SWATI, S	I	CHIEF RISK OFFICER	NA	Control
SCANLON, SWATI, S	I	CHIEF RISK OFFICER	NA	Control
SCANLON, SWATI, S	I	CHIEF RISK OFFICER	NA	Control
SCHNEIDER, STEVEN, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHNEIDER, STEVEN, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	EXECUTIVE VICE PRESIDENT	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUB, BARRY, A	I	MANAGER	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHUMACHER, JOHN, EDWARD	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SCHWARTZ, RICHARD, CORY	I	SENIOR MANAGING DIRECTOR	NA	Control
SETER, ARTHUR, HARUTYUN	I	SENIOR MANAGING DIRECTOR	NA	Control
SETER, ARTHUR, HARUTYUN	I	SENIOR MANAGING DIRECTOR	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SETER, ARTHUR, HARUTYUN	I	ELECTED MANAGER	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, S	I	SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHIVELY, GEORGE, SYDNEY	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SICILIANO, JOHN, CARMINE	I	SENIOR MANAGING DIRECTOR	NA	Control
SICILIANO, JOHN, CARMINE	I	SENIOR MANAGING DIRECTOR	NA	Control
SICILIANO, JOHN, CARMINE	I	SENIOR MANAGING DIRECTOR	NA	Control
SICILIANO, JOHN, CARMINE	I	SENIOR MANAGING DIRECTOR	NA	Control
SICILIANO, JOHN, CARMINE	I	SENIOR MANAGING DIRECTOR	NA	Control
SIEVERT, FREDERICK, JAMES	I	MANAGER	NA	Control
SIEVERT, FREDERICK, JAMES	I	MANAGER	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SMITH, ALLEN, THOMAS	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
SPROULE, MICHAEL, EDWARD	I	MANAGER, CHAIRMAN OF AUDIT COMMITTEE	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
STERNBERG, SEYMOUR	I	MANAGER	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
TALGO, MARK, W	I	SENIOR MANAGING DIRECTOR	NA	Control
WARREN, JULIA, ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
WARREN, JULIA, ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
WARREN, JULIA, ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN & CEO	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN & CEO	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN & CEO	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN & CEO	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
WENDLANDT, GARY, EDWARD	I	MANAGER, CHAIRMAN, MEMBER OF AUDIT COMMITTEE	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
YOON, JAE SUNG	I	CHIEF INVESTMENT OFFICER	NA	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	DE	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control
NEW YORK LIFE INSURANCE COMPANY	DE	NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	E	Control

Registrations

Federal

Jul 8, 2025 REGISTERED

Notice Filings (52)

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Address

51 MADISON AVENUE
NEW YORK, NY 10010
United States

Phone: 888-474-7725