PLAZA FINANCIAL ADVISORS INC
CRD #109593 SEC #801-56665 CLAYTON, MO 314-726-0600
SEC Registered
Total AUM
$26.2M
Discretionary
$5.2M
Employees
--
Clients
51
Accounts
108
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MEYER, STEVEN, LAWRENCE | I | VICE PRESIDENT AND DIRECTOR | NA | Control |
| MEYER, STEVEN, LAWRENCE | I | VICE PRESIDENT AND DIRECTOR | NA | Control |
| MEYER, STEVEN, LAWRENCE | I | VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| BENSINGER, SCOTT, DAVID | I | PRESIDENT AND DIRECTOR | B | Control |
| MAHER, DAVID, JOSEPH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | B | Control |
| MAHER, DAVID, JOSEPH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | B | Control |
| MAHER, DAVID, JOSEPH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | B | Control |
| RUBEN, MICHAEL, SPENCE | I | VICE PRESIDENT | B | |
| RUBEN, MICHAEL, SPENCE | I | VICE PRESIDENT | B | |
| RUBEN, MICHAEL, SPENCE | I | VICE PRESIDENT | B | |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND SECRETARY | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND SECRETARY | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND SECRETARY | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND DIRECTOR | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND SECRETARY | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND DIRECTOR | A | Control |
| BRIGGS, THOMAS, GERARD | I | VICE PRESIDENT AND DIRECTOR | A | Control |
| BROWNSHER, NORMAN, DAVID | I | VICE PRESIDENT AND SECRETARY | A | |
| BROWNSHER, NORMAN, DAVID | I | VICE PRESIDENT AND SECRETARY | A | |
| BROWNSHER, NORMAN, DAVID | I | VICE PRESIDENT AND SECRETARY | A | |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT | A | Control |
| DOLAN, PETER, ERNEST | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Apr 29, 2011 REGISTERED
Notice Filings (8)
AZ CA FL IL MN MO NE TX
Address
101 S. HANLEY RDSTE 1350
CLAYTON, MO 63105
United States
Phone: 314-726-0600