PROGRESS INVESTMENT MANAGEMENT COMPANY
CRD #109594 SEC #801-55737 SAN FRANCISCO, CA 415-512-3480
SEC Registered
Total AUM
$4.4B
Discretionary
$4.3B
Employees
--
Clients
--
Accounts
29
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALAGOT, JOSE, PATRICIO | I | SENIOR VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | SENIOR VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | SENIOR VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | SENIOR VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | VICE PRESIDENT | NA | Control |
| BALAGOT, JOSE, PATRICIO | I | SENIOR VICE PRESIDENT | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| CAZENAVE, MARX, LUKE | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAZENAVE, MARX, LUKE | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAZENAVE, MARX, LUKE | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CUERINGTON, ANDRE, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| CUERINGTON, ANDRE, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| CURTIS, JEFF, BAIN | I | DIRECTOR | NA | Control |
| CURTIS, JEFF, BAIN | I | DIRECTOR | NA | Control |
| CURTIS, JEFF, BAIN | I | DIRECTOR | NA | Control |
| CURTIS, JEFF, BAIN | I | DIRECTOR | NA | Control |
| DUMAS, ROLAND, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, ROLAND, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, ROLAND, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| FONG, CHRIS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| FONG, CHRIS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| FONG, CHRIS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GILDING, DONNA, K. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAY, GRANT, ULYSSES | I | VICE PRESIDENT OF FINANCE | NA | Control |
| GRAY, GRANT, ULYSSES | I | VICE PRESIDENT OF FINANCE | NA | Control |
| LOEWENBERG, JEAN, SUSAN | I | SECRETARY | NA | Control |
| NGIN, CHIANG-NEG, PENG | I | SENIOR VICE PRESIDENT | NA | Control |
| NGIN, CHIANG-NEG, PENG | I | SENIOR VICE PRESIDENT | NA | Control |
| NGIN, CHIANG-NEG, PENG | I | SENIOR VICE PRESIDENT | NA | Control |
| NGIN, CHIANG-NEG, PENG | I | SENIOR VICE PRESIDENT | NA | Control |
| NGIN, CHIANG-NEG, PENG | I | SENIOR VICE PRESIDENT | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | DIRECTOR | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| PASLEY, BEVERLY, ANN | I | COMPLIANCE OFFICER | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT, DIRECTOR | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT, DIRECTOR | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT, DIRECTOR | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT, DIRECTOR | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT | NA | Control |
| WHITE, JR., THURMAN, V. | I | PRESIDENT, DIRECTOR | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MONA, SHELICE | I | SENIOR VICE PRESIDENT | NA | Control |
| YAMAMOTO, RICK, AKIRA | I | MANAGING DIRECTOR | NA | Control |
| YAMAMOTO, RICK, AKIRA | I | MANAGING DIRECTOR | NA | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| LIBERTY FINANCIAL COMPANIES, INC. | DE | DIRECT PARENT OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| LIBERTY FINANCIAL COMPANIES, INC. | DE | DIRECT PARENT OF PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| LFC HOLDINGS, INC. | DE | LIBERTY CORPORATE HOLDINGS, INC. | E | Control |
| LFC HOLDINGS, INC. | DE | LIBERTY CORPORATE HOLDINGS, INC. | E | Control |
| LIBERTY CORPORATE HOLDINGS, INC. | DE | LFC MANAGEMENT CORPORATION | E | Control |
| LIBERTY CORPORATE HOLDINGS, INC. | DE | LFC MANAGEMENT CORPORATION | E | Control |
| LIBERTY MUTUAL EQUITY CORPORATION | DE | LFC HOLDINGS, INC. | E | Control |
| LIBERTY MUTUAL EQUITY CORPORATION | DE | LFC HOLDINGS, INC. | E | Control |
| LIBERTY MUTUAL INSURANCE COMPANY | DE | LIBERTY MUTUAL EQUITY CORPORATION | E | Control |
| LIBERTY MUTUAL INSURANCE COMPANY | DE | LIBERTY MUTUAL EQUITY CORPORATION | E | Control |
| LFC MANAGEMENT CORPORATION | DE | LIBERTY FINANCIAL COMPANIES, INC. | D | Control |
| LFC MANAGEMENT CORPORATION | DE | LIBERTY FINANCIAL COMPANIES, INC. | D | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (1)
CA
Address
71 STEVENSON STREET, SUITE 1620SAN FRANCISCO, CA 94105
USA
Phone: 415-512-3480