BIEGEL & WALLER LLC

Legal name: BIEGEL WALLER INVESTMENT ADVISORY SERVICES

CRD #109597 SEC #801-57900 COLUMBIA, MD 410-997-0994

SEC Registered

Total AUM

$511.6M

Discretionary

$511.6M

Employees

Clients

Accounts

1,256

Firm Details

Organization Type: Limited Liability Company
State of Formation: Maryland
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 27, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
JAWORSKI, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JAWORSKI, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JAWORSKI, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JAWORSKI, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JAWORSKI, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JAWORSKY, STEVEN, ANTHONY	I	SENIOR PORTFOLIO STRATEGIST	NA
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
JENKINS, PETER, P	I	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	NA	Control
SMITH, TRACEY, ANN	I	ASSOCIATE PORTFOLIO STRATEGIST	NA
SMITH, TRACEY, ANN	I	ASSOCIATE PORTFOLIO STRATEGIST	NA
SMITH, TRACEY, ANN	I	ASSOCIATE PORTFOLIO STRATEGIST	NA
SMITH, TRACEY, ANN	I	ASSOCIATE PORTFOLIO STRATEGIST	NA
SMITH, TRACEY, ANN	I	ASSOCIATE PORTFOLIO STRATEGIST	NA
BIEGEL, MARK	I	MANAGING MEMBER	D	Control
BIEGEL, MARK	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER/CCO	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER/CCO	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
BIEGEL, MARK, DAVID	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control
WALLER, JAMES, B	I	MANAGING MEMBER	D	Control

Registrations

Federal

Mar 27, 2019 REGISTERED

Notice Filings (12)

CA DC DE FL MD NC NH NJ NY PA TX VA

Address

10211 WINCOPIN CIRCLE
SUITE 300
COLUMBIA, MD 21044
United States

Phone: 410-997-0994