ROWLING DOLD & ASSOCIATES LLP
CRD #109603 SEC #801-56188 SAN DIEGO, CA 619-294-4800
SEC Registered
Total AUM
$204.5M
Discretionary
$204.5M
Employees
5
Clients
51
Accounts
510
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 8, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | NA | |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | NA | |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROWLING, SHERYL | I | GENERAL PARTNER | D | Control |
| ROWLING, SHERYL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROWLING, SHERYL | I | GENERAL PARTNER | D | Control |
| ROWLING, SHERYL | I | GENERAL PARTNER | D | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| DOLD, DEBRA, ANN | I | GENERAL PARTNER | C | Control |
| PHELPS, CHRISTOPHER, LEE | I | GENERAL PARTNER | B | Control |
| PHELPS, CHRISTOPHER, LEE | I | GENERAL PARTNER | B | Control |
Registrations
Federal
IA
Feb 8, 2007 REGISTERED
Notice Filings (3)
CA MI VT
Address
8889 RIO SAN DIEGO DRIVE, SUITE 202SAN DIEGO, CA 92108
USA
Phone: 619-294-4800