SUMMIT ASSET MANAGEMENT LLC
CRD #109606 SEC #801-56221 MEMPHIS, TN 901-729-8100
SEC Registered
Total AUM
$938.9M
Discretionary
$837.7M
Employees
8
Clients
0
Accounts
1,477
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 14, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ADLER, PEGGY, KRIGER | I | COMPLIANCE OFFICER | NA | |
| JONES, FRANK, AUBREY | I | PRESIDENT | NA | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN | NA | |
| WIDOM CAPITAL, INC. | DE | OWNER | NA | |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| HOLLINGSWORTH, LANCE, WAYNE | I | CHIEF INVESTMENT OFFICER, TREASURER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| LAUGHLIN, JOHN, NORFLEET | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-CHIEF MANAGER/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-CHIEF MANAGER/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-CHIEF MANAGER/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | SR. VICE PRESIDENT/SECRETARY | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-CHIEF MANAGER/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | SR. VICE PRESIDENT/SECRETARY | C | Control |
| RHEA, STEPHEN, HERBERT | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RHEA, STEPHEN, HERBERT | I | PRESIDENT | C | Control |
| RHEA, STEPHEN, HERBERT | I | PRESIDENT | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHIEF MANAGER/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHIEF MANAGER/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-CHIEF MANAGER/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | PRESIDENT (EFF.1/04)/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | SR. VICE PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CO-PRESIDENT/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, SAMUEL, ALEXANDER | I | CHAIRMAN/TREASURER/CHIEF COMPLIANCE OFFICER | C | Control |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| ADLER, PEGGY, KRIGER | I | SENIOR VICE PRESIDENT | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | VICE PRESIDENT | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | VICE PRESIDENT | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| HOLLINGSWORTH, LANCE, WAYNE | I | SENIOR VICE PRESIDENT, TRADING AND OPERATIONS | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SENIOR VICE PRESIDENT | B | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A | |
| LAUGHLIN, JOHN, NORFLEET | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JONES, FRANK, AUBREY | I | WIDOM CAPITAL, INC. | E | Control |
Registrations
Federal
IA
Oct 14, 2025 REGISTERED
Notice Filings (12)
AL AR CA FL LA MS NC OR SC TN TX VT
Address
5100 WHEELIS DRIVESUITE 107
MEMPHIS, TN 38117
United States
Phone: 901-729-8100