HORIZON ASSET MANAGEMENT, LLC

Legal name: HORIZON ASSET MANAGEMENT

CRD #109613 SEC #801-57461 BELLEVUE, WA 800-568-8213

SEC Registered

Total AUM

$73.5M

Discretionary

$71.8M

Employees

Clients

Accounts

142

Firm Details

Organization Type: Limited Liability Company
State of Formation: Washington
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 15, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LOFGREN, HOLLI	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	D	Control
VOIGT, JOHN, GARDNER	I	DIRECT OWNER	D	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	C	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	C	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	C	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	C	Control
LOFGREN, HOLLI, ANN	I	CHIEF COMPLIANCE OFFICER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
MEYER, LARRY, ROBERT	I	DIRECT OWNER	C	Control
HOLMES, KATIE, ANN	I	DIRECT OWNER	B
HOLMES, KATIE, ANN	I	DIRECT OWNER	B
LOFGREN, HOLLI	I	DIRECT OWNER	B	Control
GAWTHROP, BRIAN, DOUGLAS	I	DIRECT OWNER	A
GAWTHROP, BRIAN, DOUGLAS	I	DIRECT OWNER	A
GAWTHROP, BRIAN, DOUGLAS	I	DIRECT OWNER	A
GAWTHROP, BRIAN, DOUGLAS	I	DIRECT OWNER	A
HOLMES, KATIE, ANN	I	DIRECT OWNER	A
HOLMES, KATIE, ANN	I	DIRECT OWNER	A
HOLMES, KATIE, ANN	I	DIRECT OWNER	A
HOLMES, KATIE, ANN	I	DIRECT OWNER	A

Registrations

Federal

May 15, 2012 REGISTERED

Notice Filings (3)

MT NV WA

Address

11120 NE 2ND STREET
SUITE 200
BELLEVUE, WA 98004
United States

Phone: 800-568-8213