GOLDSTEIN MUNGER + ASSOCIATES
CRD #109620 SEC #801-56711 SAN RAMON, CA 925-552-1400
SEC Registered
Total AUM
$997.2M
Discretionary
$742.9M
Employees
6
Clients
101
Accounts
365
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 7, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | NA | Control |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| WOO, DAVID, KWOK WAI | I | SHAREHOLDER | NA | |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT, VP COMPLIANCE | D | Control |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| ENRIGHT, THOMAS, JOSEPH | I | SHAREHOLDER | B | |
| GOLDSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GOLDSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GOLDSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GOLDSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GOLDSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GOLDSTEIN, RICHARD, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOLDSTEIN, ROBERT, MORRIS | I | SHAREHOLDER | B | |
| GOODFRIEND, KAREN, R. | I | VICE PRESIDENT | B | Control |
| GOODFRIEND, KAREN, R. | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
| MUNGER, ROBERT, GLENN | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Oct 7, 2022 REGISTERED
Notice Filings (4)
CA OR TX WA
Address
18 CROW CANYON COURTSUITE 250
SAN RAMON, CA 94583-1786
United States
Phone: 925-552-1400