THE TUCKERMAN GROUP LLC

Legal name: TUCKERMAN GROUP LLC

CRD #109634 SEC #801-56935 RYE BROOK, NY 914-701-4400

SEC Registered Private Funds

Total AUM

$7.3B

Discretionary

$7B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHASE, JARED, ALVAH	I	DIRECTOR	NA	Control
CHASE, JARED, ALVAH	I	DIRECTOR	NA	Control
CHASE, JARED, ALVAH	I	DIRECTOR	NA	Control
CROMARTY, JOSEPH, HENRY	I	DIRECTOR	NA	Control
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
DE BARA, STEVEN	I	VP/CHIEF COMPLIANCE OFFICER	NA
JOHNSON, SHAWN, C.D.	I	DIRECTOR	NA	Control
JOHNSON, SHAWN, C.D.	I	DIRECTOR	NA	Control
JOHNSON, SHAWN, C.D.	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LAUCKHARDT, CHARLES, JAMES	I	DIRECTOR	NA	Control
LYONS, JOSEPH, MICHAEL	I	DIRECTOR	NA	Control
LYONS, JOSEPH, MICHAEL	I	DIRECTOR	NA	Control
MARSHALL, STEPHEN, HATHAWAY	I	DIRECTOR	NA	Control
MARSHALL, STEPHEN, HATHAWAY	I	DIRECTOR	NA	Control
MARSHALL, STEPHEN, HATHAWAY	I	DIRECTOR	NA	Control
MARSHALL, STEPHEN, HATHAWAY	I	DIRECTOR	NA	Control
SNOW, JOHN	I	DIRECTOR	NA	Control
WEISBERG, GLEN, SCOT	I	VICE PRESIDENT	NA
WEISBERG, GLEN, SCOT	I	DIRECTOR	NA	Control
WEISBERG, GLEN, SCOT	I	DIRECTOR	NA	Control
WEISBERG, GLEN, SCOT	I	VICE PRESIDENT	NA
WEISBERG, GLEN, SCOT	I	VICE PRESIDENT	NA
WEISBERG, GLEN, SCOT	I	VICE PRESIDENT	NA
WEISBERG, GLEN, SCOT	I	DIRECTOR	NA	Control
WEISBERG, GLEN, SCOT	I	DIRECTOR	NA	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	MEMBER	E	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	E	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
STATE STREET GLOBAL ALLIANCE LLC	DE	MEMBER	D	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	C	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	B	Control
DOCKSIDE PARTNERS LLC	DE	MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
ABP	FE	LIMETREE INVESTMENTS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET CORPORATION	DE	STATE STREET GLOBAL ADVISORS, INC.	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
STATE STREET GLOBAL ADVISORS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	E	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control
LIMETREE INVESTMENTS, INC.	DE	STATE STREET GLOBAL ALLIANCE, LLC	C	Control

Registrations

Federal

Mar 30, 2012 REGISTERED

Notice Filings (3)

IL MA NY

Address

4 INTERNATIONAL DRIVE
SUITE 230
RYE BROOK, NY 10573
United States

Phone: 914-701-4400