RIA Intelligence

ARIBA ASSET MANAGEMENT INC

CRD #109636 SEC #801-56962 ARLINGTON, VA 7036838488
SEC Registered
Total AUM
$61.5M
Discretionary
$61.5M
Employees
1
Clients
0
Accounts
248

Firm Details

Organization Type
Corporation
State of Formation
Maryland
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 9, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GILSEY, PETER, LADDICHAIR, CEO, CHIEF COMPLIANCE OFFICERNA Control
ARIBA GLB GROUP, INCDEPARENT COMPANYE Control
ARIBA GLB GROUP, INCDEPARENT COMPANYE Control
GILSEY, PETER, LADDICEO, CCO, CHAIRMANE Control
GILSEY, PETER, LADDICEO, CHIEF COMPLIANCE OFFICER, CHAIRMANE Control
GILSEY, PETER, LADDICEO AND CHAIRMANE Control
GILSEY, PETER, LADDICHAIR, CEOC Control
GILSEY, PETER, LADDICHAIR, CEO, CHIEF COMPLIANCE OFFICERC Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
LONG, ROBERT, EUGENEIPRESIDENTB Control
MARSHALL, ROGER, WAYNEISUB-ADVISORB Control
MARSHALL, ROGER, WAYNEISUB-ADVISORB Control
MARSHALL, ROGER, WAYNEIOWNERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
WALSH, PATRICK, MATTHEWICHIEF COMPLIANCE OFFICERB Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEDERMAN, DAN, STEVENIVICE PRESIDENTA Control
FEKETEKUTY, JOHN, CONSTANTINEIEQUITY ANALYSTA Control
MARSHALL, ROGER, WAYNEIFIXED INCOME DIRECTORA Control
MARSHALL, ROGER, WAYNEIFIXED INCOME DIRECTORA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control
PICON, RICK, LOPEZINATIONAL ACCOUNT EXECUTIVEA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FEDERMAN, DAN, STEVENIARIBA GLB GROUPC Control
FEKETEKUTY, JOHN, CONSTANTINEIARIBA GLB GROUPC Control
GILSEY, PETER, LADDIARIBA ASSET MANAGEMENTC Control
LONG, ROBERT, EUGENEIARIBA GLB GROUPC Control
MARSHALL, ROGER, WAYNEIARIBA GLB GROUPC Control
PICON, RICK, LOPEZIARIBA GLB GROUPC Control
WALSH, PATRICK, MATTHEWIARIBA GLB GROUPC Control

Registrations

Federal

IA
Nov 9, 2011 REGISTERED

Notice Filings (4)

CA DC MD VA

Address

2101 WILSON BLVD SUITE 525
ARLINGTON, VA 22201
United States
Phone: 7036838488