ROBERTSON STEPHENS ASSET MANAGEMENT, INC.

CRD #109639 SEC #801-58118 SAN FRANCISCO, CA (415) 781-9700

SEC Registered

Total AUM

$58M

Discretionary

$58M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CARTER, TODD, JOHN	I	BOARD OF DIRECTORS	NA	Control
CARTER, TODD, JOHN	I	BOARD OF DIRECTORS	NA	Control
CARTER, TODD, JOHN	I	BOARD OF DIRECTORS	NA	Control
CARTER, TODD, JOHN	I	DIRECTOR	NA	Control
CARUSO, ROBERT, JOSEPH	I	DIRECTOR OF FINANCE	NA	Control
CARUSO, ROBERT, JOSEPH	I	DIRECTOR OF FINANCE	NA	Control
CARUSO, ROBERT, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
CARUSO, ROBERT, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
CARUSO, ROBERT, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
CASEY, MICHAEL, JOHN	I	GENERAL COUNSEL	NA
CASEY, MICHAEL, JOHN	I	GENERAL COUNSEL	NA
CASEY, MICHAEL, JOHN	I	GENERAL COUNSEL	NA
CASEY, MICHAEL, JOHN	I	GENERAL COUNSEL	NA
CASEY, MICHAEL, JOHN	I	GENERAL COUNSEL	NA
CONLIN, JOHN, EDWARD	I	DIRECTOR	NA	Control
CONLIN, JOHN, EDWARD	I	BOARD OF DIRECTORS	NA	Control
CONLIN, JOHN, EDWARD	I	BOARD OF DIRECTORS	NA	Control
CONLIN, JOHN, EDWARD	I	BOARD OF DIRECTORS	NA	Control
CONLIN, JOHN, EDWARD	I	DIRECTOR	NA	Control
MCCARTHY, MAUREEN	I	BOARD OF DIRECTORS	NA	Control
MCCARTHY, MAUREEN	I	BOARD OF DIRECTORS	NA	Control
MCCARTHY, MAUREEN	I	BOARD OF DIRECTORS	NA	Control
MCCARTHY, MAUREEN	I	DIRECTOR	NA	Control
OMARA, PATRICE, AGNES	I	DIRECTOR OF COMPLIANCE	NA
OMARA, PATRICE, AGNES	I	DIRECTOR OF COMPLIANCE	NA
OMARA, PATRICE, AGNES	I	DIRECTOR OF COMPLIANCE	NA
PIAZZA, JOSEPH, JOHN	I	CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
PIAZZA, JOSEPH, JOHN	I	CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS	NA	Control
PIAZZA, JOSEPH, JOHN	I	CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS	NA	Control
PIAZZA, JOSEPH, JOHN	I	CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS	NA	Control
PIAZZA, JOSEPH, JOHN	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
STONE, CLIFTON, DAVID	I	DIRECTOR OF COMPLIANCE	NA
STONE, CLIFTON, DAVID	I	DIRECTOR OF COMPLIANCE	NA
ROBERTSON STEPHENS U.S. HOLDINGS, INC.	DE	DIRECT OWNER	E	Control
ROBERTSON STEPHENS U.S. HOLDINGS, INC.	DE	DIRECT OWNER	E	Control
ROBERTSON STEPHENS U.S. HOLDINGS, INC.	DE	DIRECT OWNER	E	Control
ROBERTSON STEPHENS U.S. HOLDINGS, INC.	DE	DIRECT OWNER	E	Control
ROBERTSON STEPHENS U.S. HOLDINGS, INC.	DE	DIRECT OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
FLEETBOSTON FINANCIAL CORPORATION	DE	ROBERTSON STEPHENS GROUP, INC.	E	Control
FLEETBOSTON FINANCIAL CORPORATION	DE	ROBERTSON STEPHENS GROUP, INC.	E	Control
FLEETBOSTON FINANCIAL CORPORATION	DE	ROBERTSON STEPHENS GROUP, INC.	E	Control
FLEETBOSTON FINANCIAL CORPORATION	DE	ROBERTSON STEPHENS GROUP, INC.	E	Control
FLEETBOSTON FINANCIAL CORPORATION	DE	ROBERTSON STEPHENS GROUP, INC.	E	Control
ROBERTSON STEPHENS GROUP, INC.	DE	ROBERTSON STEPHENS U.S. HOLDINGS, INC.	E	Control
ROBERTSON STEPHENS GROUP, INC.	DE	ROBERTSON STEPHENS U.S. HOLDINGS, INC.	E	Control
ROBERTSON STEPHENS GROUP, INC.	DE	ROBERTSON STEPHENS U.S. HOLDINGS, INC.	E	Control
ROBERTSON STEPHENS GROUP, INC.	DE	ROBERTSON STEPHENS U.S. HOLDINGS, INC.	E	Control
ROBERTSON STEPHENS GROUP, INC.	DE	ROBERTSON STEPHENS U.S. HOLDINGS, INC.	E	Control

Registrations

Federal

Mar 28, 2002 REGISTERED

Notice Filings (1)

Address

555 CALIFORNIA STREET
STE 2600
SAN FRANCISCO, CA 94104
U.S.A.

Phone: (415) 781-9700