CIBC PRIVATE WEALTH ADVISORS, INC.
CRD #109644 SEC #801-57986 CHICAGO, IL 312-368-7700
SEC Registered
Total AUM
$61.1B
Discretionary
$57.6B
Employees
570
Clients
251
Accounts
28,865
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 9, 2025
- Branch Offices
- 13
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHRENS, DREW, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANTUNES, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTUNES, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANTUNES, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANTUNES, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, DANIEL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| BURNS, KEVIN, J | I | DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | SR. VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY | NA | |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CAMPBELL, GREGORY, BRENT | I | GENERAL COUNSEL & ASST SECRETARY, DIRECTOR | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CECIL, PHILIP, WAYNE | I | SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, ZACHARY, S | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Carey, Paul | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Chambers, Trevor, C | I | DIRECTOR | NA | Control |
| Chambers, Trevor, C | I | CORPORATE CONTROLLER & CHIEF ACCOUNTING OFFICER | NA | Control |
| Chambers, Trevor, C | I | DIRECTOR | NA | Control |
| Cross, David | I | DIRECTOR | NA | Control |
| Cross, David | I | DIRECTOR | NA | Control |
| Cross, David | I | DIRECTOR | NA | Control |
| Cross, David | I | DIRECTOR | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONABEDIAN, DAVID, LAZARUS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL, SECRETARY | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL, SECRETARY | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL, SECRETARY | NA | Control |
| FELDMAN, DANIEL, ERIC | I | DIRECTOR | NA | Control |
| FELDMAN, DANIEL, ERIC | I | VP | NA | Control |
| FELDMAN, DANIEL, ERIC | I | VP | NA | Control |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC, STEPHEN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC, STEPHEN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC, STEPHEN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KELLER, MARC, STEPHEN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| KIFARKIS, DIANA | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, ELECTED MANAGER, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, ELECTED MANAGER, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, ELECTED MANAGER, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| KOZANDA, KENNETH, JOHN | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LOVELL, JEFFREY, DALE | I | ELECTED MANAGER | NA | Control |
| LOVELL, JEFFREY, DALE | I | ELECTED MANAGER | NA | Control |
| LOVELL, JEFFREY, DALE | I | ELECTED MANAGER | NA | Control |
| MACAYEAL, LINDA, SCHOFIELD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| MACAYEAL, LINDA, SCHOFIELD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| MACAYEAL, LINDA, SCHOFIELD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD & PRESIDENT | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD & PRESIDENT | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD & PRESIDENT | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARKWALTER, JOHN, SHEEHAN | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCKENNA, PATRICK, J | I | DIRECTOR | NA | Control |
| MCKENNA, PATRICK, J | I | DIRECTOR | NA | Control |
| MCKENNA, PATRICK, J | I | DIRECTOR | NA | Control |
| MCKENNA, PATRICK, J | I | DIRECTOR | NA | Control |
| MCKENNA, PATRICK, J | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | ELECTED MANAGER | NA | Control |
| NEWCOM, JENNINGS, JAY | I | ELECTED MANAGER | NA | Control |
| NEWCOM, JENNINGS, JAY | I | ELECTED MANAGER | NA | Control |
| O'KEEFE, MIRANDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'KEEFE, MIRANDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'KEEFE, MIRANDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'KEEFE, MIRANDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'KEEFE, MIRANDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PROPPER, ERIC, BROWN | I | DIRECTOR | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROPPER, ERIC, BROWN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| Pzegeo, Gary | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| RIEGEL, JOYCE, BARBARA | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| STACKE, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| STACKE, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| STACKE, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Setty, Kishore | I | PRESIDENT | NA | Control |
| Spillane, Todd, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spillane, Todd, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spillane, Todd, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spillane, Todd, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| THOMAS, JEFFREY, SCOTT | I | DIRECTOR | NA | Control |
| TRAPANI, SCOTT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAPANI, SCOTT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VASQUEZ, DIANA, KIFARKIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| VASQUEZ, DIANA, KIFARKIS | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WADE, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARD, CLINTON, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WARREN, E. JENNIFER | I | DIRECTOR | NA | Control |
| WIEMELER, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WIEMELER, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, SCOTT, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| WILSON, SCOTT, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| WILSON, SCOTT, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| WILSON, SCOTT, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| WILSON, SCOTT, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| ATLANTIC TRUST GROUP | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| CIBC PRIVATE WEALTH GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| SRIC HOLDINGS LLC | DE | MEMBER-COMMON INTERESTS | D | Control |
| SRIC HOLDINGS LLC | DE | MEMBER-COMMON INTERESTS | D | Control |
| SRIC HOLDINGS LLC | DE | MEMBER-COMMON INTERESTS | D | Control |
| PUTNAM LOVELL EQUITY PARTNERS LP | DE | MEMBER-SERIES A CONVERTIBLE PREFERRED INTERESTS | C | Control |
| PUTNAM LOVELL EQUITY PARTNERS LP | DE | MEMBER-SERIES A CONVERTIBLE PREFERRED INTERESTS | C | Control |
| PUTNAM LOVELL EQUITY PARTNERS LP | DE | MEMBER-SERIES A CONVERTIBLE PREFERRED INTERESTS | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HENDERSON, JON, ERIC | I | SRIC HOLDINGS LLC | F | Control |
| HENDERSON, JON, ERIC | I | SRIC HOLDINGS LLC | F | Control |
| JONES, BRADLEY, HOYT | I | SRIC HOLDINGS LLC | F | Control |
| JONES, BRADLEY, HOYT | I | SRIC HOLDINGS LLC | F | Control |
| KOZANDA, KENNETH, JOHN | I | SRIC HOLDINGS LLC | F | Control |
| KOZANDA, KENNETH, JOHN | I | SRIC HOLDINGS LLC | F | Control |
| LANG, ANDREW, JOSEPH | I | SRIC HOLDINGS LLC | F | Control |
| LANG, ANDREW, JOSEPH | I | SRIC HOLDINGS LLC | F | Control |
| LENT, PAMELA, KUHN | I | SRIC HOLDINGS LLC | F | Control |
| LENT, PAMELA, KUHN | I | SRIC HOLDINGS LLC | F | Control |
| MORAVCSIK, ADRIAN, CLAY | I | SRIC HOLDINGS LLC | F | Control |
| MORAVCSIK, ADRIAN, CLAY | I | SRIC HOLDINGS LLC | F | Control |
| POLLARD, KENNETH, GORDON | I | SRIC HOLDINGS LLC | F | Control |
| POLLARD, KENNETH, GORDON | I | SRIC HOLDINGS LLC | F | Control |
| PROPPER, ERIC, BROWN | I | SRIC HOLDINGS LLC | F | Control |
| PROPPER, ERIC, BROWN | I | SRIC HOLDINGS LLC | F | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY ADVISORS LLC | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| RANKIN, WILLIAM, EDWARD | I | SRIC HOLDINGS LLC | F | Control |
| RANKIN, WILLIAM, EDWARD | I | SRIC HOLDINGS LLC | F | Control |
| STACKE, JAMES, HERMAN | I | SRIC HOLDINGS LLC | F | Control |
| STACKE, JAMES, HERMAN | I | SRIC HOLDINGS LLC | F | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE CO. | E | |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE COMPANY | E | Control |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE COMPANY | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC USA HOLDINGS INC | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC BANCORP USA, INC. | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC BANCORP USA, INC. | DE | CIBC PRIVATE WEALTH GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC HOLDINGS USA, INC. | DE | ATLANTIC TRUST GROUP LLC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC USA HOLDINGS INC | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC BANCORP USA, INC. | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC BANCORP USA, INC. | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC USA HOLDINGS | E | Control |
| CIBC WORLD MARKETS, INC. | FE | CIBC BANCORP USA, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | IVZ, INC. | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | IVZ, INC. | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO PLC | FE | IVZ, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| IVZ, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| NATIONAL BANK FINANCIAL, INC. | FE | PUTNAM LOVELL NBF GROUP, INC. | E | Control |
| NATIONAL BANK FINANCIAL, INC. | FE | PUTNAM LOVELL NBF GROUP, INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATIONAL BANK FINANCIAL, INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATIONAL BANK FINANCIAL, INC. | E | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY ADVISORS LLC | E | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY ADVISORS LLC | E | Control |
| PUTNAM LOVELL GROUP INC. | DE | PUTNAM LOVELL CAPITAL PARTNERS, INC. | E | Control |
| PUTNAM LOVELL NBF GROUP, INC. | DE | PUTNAM LOVELL CAPITAL PARTNERS, INC. | E | Control |
| PUTNAM LOVELL NBF GROUP, INC. | DE | PUTNAM LOVELL CAPITAL PARTNERS, INC. | E | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LLP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
Registrations
Federal
IA
Jun 9, 2025 REGISTERED
Notice Filings (52)
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Address
181 WEST MADISON STREET36TH FLOOR
CHICAGO, IL 60602
United States
Phone: 312-368-7700