MULLEN ADVISORY, INC.
Legal name: DBA, MULLEN ADVISORY
CRD #109646 SEC #801-58110 LOS ANGELES, CA 323-469-0919
SEC Registered
Total AUM
$47.7M
Discretionary
$45.8M
Employees
1
Clients
1
Accounts
169
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, ELIZABETH, S | I | DIRECTOR-SECRETARY | NA | |
| SIEGEL, ELIZABETH, J | I | DIRECTOR-SECRETARY | NA | |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, MARGARET | I | PRESIDENT, CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (1)
CA
Address
606 N. LARCHMONT BLVDSUITE 310
LOS ANGELES, CA 90004
United States
Phone: 323-469-0919