COLONIAL MANAGEMENT ASSSOCIATES INC
CRD #109647 SEC #801-2019 BOSTON, MA 617-426-3750
SEC Registered
Total AUM
$14.1B
Discretionary
$14.1B
Employees
51
Clients
--
Accounts
37
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CEO, CHAIRMAN AND DIRECTOR | NA | Control |
| BEGLEY, LINDA | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, PHILIP, JOHN | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | Control |
| LOEWENBERG, JEAN, SUSAN | I | CLERK | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND COO | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (1)
CO
Address
ONE FINANCIAL CENTERBOSTON, MA 2111
USA
Phone: 617-426-3750