STRATEGIC FINANCIAL SERVICES, INC.
Legal name: STRATEGIC FINANCIAL SERVICES
CRD #109677 SEC #801-33774 UTICA, NY (315)724-1776
SEC Registered
Total AUM
$2.3B
Discretionary
$2.2B
Employees
37
Clients
--
Accounts
3,368
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| BUCZKOWSKI, IRIS, LEE | I | MANAGING DIRECTOR | NA | Control |
| CLARK, JOHN, J | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| HAILSTON, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| HAILSTON, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| HAILSTON, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| KOWALCZYK, BRADLEY, MICHAEL | I | PRINCIPAL | NA | Control |
| KOWALCZYK, BRADLEY, MICHAEL | I | PRINCIPAL | NA | Control |
| KOWALCZYK, BRADLEY, MICHAEL | I | PRINCIPAL | NA | Control |
| KOWALCZYK, BRADLEY, MICHAEL | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| LEMIRE, DAVID, S | I | MANAGING DIRECTOR | NA | Control |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| MCCARTNEY, SCOTT, CLYDE | I | CHIEF OPERATING OFFICER | NA | |
| MCCARTNEY, SCOTT, CLYDE | I | PRESIDENT/CHIEF INVESTMENT OFFICER | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MEININGER, NANCY, COLLEEN | I | MANAGING DIRECTOR | NA | |
| MOSHIER, MARTIN, E. | I | PRINCIPAL | NA | Control |
| MOSHIER, MARTIN, E. | I | PRINCIPAL | NA | Control |
| MOSHIER, MARTIN, E. | I | PRINCIPAL | NA | Control |
| MOSHIER, MARTIN, E. | I | PRINCIPAL | NA | Control |
| POWERS, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| POWERS, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| POWERS, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| POWERS, LAURA, ELLEN | I | MANAGING DIRECTOR | NA | Control |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| STEWART, JEREMY, M | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| LEIST, ALAN, REMY | I | CEO | D | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT/CHIEF INVESTMENT OFFICER | C | Control |
| BURNS, ANDREW, CONOVER | I | PRESIDENT | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CHIEF INVESTMENT OFFICER | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CHIEF INVESTMENT OFFICER | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CHIEF INVESTMENT OFFICER | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CHIEF INVESTMENT OFFICER | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CHIEF INVESTMENT OFFICER | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| LEIST, ALAN, REMY | I | CEO | C | Control |
| LEIST, ALAN, REMY | I | MANAGING PRINCIPAL | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET, JUDITH VICKS | I | PRESIDENT | C | Control |
| SWEET-VICKS, JUDITH | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET-VICKS, JUDITH | I | CHIEF INVESTMENT OFFICER | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER/CCO | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER/CCO | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER/CCO | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER/CCO | C | Control |
| VICKS SWEET, JUDITH | I | CHIEF FINANCIAL OFFICER | C | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | B | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | B | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | B | Control |
| LEIST, ALAN, REMY | I | PRINCIPAL | B | Control |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| EVANS, AARON, R | I | SENIOR ADVISOR | A | |
| VICKS-SWEET, JUDITH | I | PRESIDENT | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WALTERS, DOUGLAS, SCOTT | I | CHIEF INVESTMENT OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLIAMS, KASEY, JOHN | I | CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Nov 21, 2025 REGISTERED
Notice Filings (22)
CA CO CT FL GA IL LA MA MD ME NC NH NJ NY OH PA RI SC TX VA VT WA
Address
114 BUSINESS PARK DRIVEUTICA, NY 13502
United States
Phone: (315)724-1776