GSAM STRATEGIST PORTFOLIOS, LLC
CRD #109683 SEC #801-51431 NEW YORK, NY 212-902-1000
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 12, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ALBANESE, GARY, FRANCIS | I | INVESTMENT OFFICER | NA | Control |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, CONSUMER INVESTMENT MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, ASSET MANAGEMENT DIVISION | NA | |
| ARTHUR, JACQUELINE, DUPREE | I | CHIEF OPERATING OFFICER, ASSET MANAGEMENT DIVISION | NA | |
| BARRIERA, ROBERTO | I | VICE PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | VICE PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | VICE PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | VICE PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | VICE PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | PRESIDENT | NA | Control |
| BARRIERA, ROBERTO | I | PRESIDENT | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CO-CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | PRESIDENT, CHIEF INVESTMENT OFFICER & ASSET ALLOCATION MANAGER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BASSIGNANI, WILLIAM, CHARLES | I | MEMBER OF THE BOARD OF MANAGERS & CHIEF INVESTMENT OFFICER | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BENJAMIN, ROBERT, KELLNER | I | SECRETARY | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BIGGAR, STEPHEN, RONALD | I | VICE PRESIDENT | NA | Control |
| BLITZER, DAVID | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| BLITZER, DAVID | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| BRANSCOME, JAMES, GLENN | I | SENIOR V.P. | NA | |
| BRANSCOME, JAMES, GLENN | I | PRESIDENT | NA | Control |
| BRANSCOME, JAMES, GLENN | I | SENIOR V.P. | NA | |
| BRANSCOME, JAMES, GLENN | I | PRESIDENT | NA | Control |
| BRANSCOME, JAMES, GLENN | I | SENIOR V.P. | NA | |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, DAVID | I | VICE PRESIDENT | NA | Control |
| Bousquette, William, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| Bousquette, William, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| Bousquette, William, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CHOPRA, HARJOT, SINGH | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CONNOLLY, JOHN | I | TREASURER | NA | |
| CONNOLLY, JOHN | I | TREASURER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| Carapucci, Michael, Anthony | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| DESMOND, JOHN | I | TREASURER | NA | |
| DESMOND, JOHN | I | TREASURER | NA | |
| DESMOND, JOHN | I | TREASURER | NA | |
| DESMOND, JOHN | I | TREASURER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| DRISCOLL, THOMAS, JUDE | I | CHIEF COMMERCIAL OFFICER | NA | |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ECCLESTON, LOUIS, VINCENT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| EDWARDS, PHILIP, YONGE | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| FLANAGAN, DEBORAH, MARY | I | VICE PRESIDENT | NA | Control |
| GALL, DAVID, SHAWN | I | TREASURER | NA | |
| GALL, DAVID, SHAWN | I | TREASURER | NA | |
| GALL, DAVID, SHAWN | I | TREASURER | NA | |
| GALL, DAVID, SHAWN | I | TREASURER | NA | |
| GALL, DAVID, SHAWN | I | TREASURER | NA | |
| GALLAGHER, RICHARD, JOSEPH | I | TREASURER | NA | |
| GALLAGHER, RICHARD, JOSEPH | I | TREASURER | NA | |
| GALLAGHER, RICHARD, JOSEPH | I | TREASURER | NA | |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIBBS, ERIN, KATHERINE | I | EQUITY CHIEF INVESTMENT OFFICER | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| GIZICKI, THOMAS | I | VICE PRESIDENT AND GENERAL MANAGER | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| GIZICKI, THOMAS | I | VICE PRESIDENT AND GENERAL MANAGER | NA | Control |
| GIZICKI, THOMAS | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JAUDI, GASSAN, FABRICE | I | CREDIT INVESTMENT OFFICER | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| JOHNSON, DEL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | VICE PRESIDENT & MANAGER, FUNDAMENTAL RESEARCH | NA | Control |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KEISER, ROBERT, ALEXANDER | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KESTENBAUM, HOWARD, L | I | TREASURER | NA | |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | INVESTMENT OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | INVESTMENT OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| KREY, JOHN, W | I | CHIEF OPERATING OFFICER | NA | Control |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL | I | MEMBER OF BOARD OF MANAGERS & CHIEF OPERATING OFFICER | NA | |
| LAMOLY, MICHAEL, G | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL, G | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL, G | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LAMOLY, MICHAEL, G | I | MEMBER OF BOARD OF MANAGERS | NA | |
| LEON, KENNETH, M | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, M | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| LEON, KENNETH, MARC | I | MEMBER OF BOARD OF MANAGER AND VICE PRESIDENT AND MANAGER EQUITY RESEARCH | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MILANO, PATRICK | I | MEMBER, BOARD OF MANAGERS & VICE PRESIDENT | NA | Control |
| MINER, HEATHER, KENNEDY | I | CHIEF OPERATING OFFICER | NA | |
| MINER, HEATHER, KENNEDY | I | CHIEF OPERATING OFFICER | NA | |
| MINER, HEATHER, KENNEDY | I | CHIEF OPERATING OFFICER | NA | |
| MINER, HEATHER, KENNEDY | I | CHIEF OPERATING OFFICER | NA | |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NACHMANN, MARC, OTTO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NADLER, HEIDI, RENEE | I | TREASURER | NA | |
| NEAL, LAWRENCE, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| NEAL, LAWRENCE, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| NEAL, LAWRENCE, PATRICK | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| NEAL, LAWRENCE, PATRICK | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| NEAL, LAWRENCE, PATRICK | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| NEAL, LAWRENCE, PATRICK | I | PRESIDENT, MEMBER, BOARD OF MANAGERS | NA | Control |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLSON, PATRICK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| OKUN, WILLIAM, A | I | MEMBER, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| OKUN, WILLIAM, A | I | MEMBER, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPPAS, ALBERT, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATEL, SANDEEP, ANUBHAI | I | VICE PRESIDENT | NA | Control |
| PATEL, SANDEEP, ANUBHAI | I | VICE PRESIDENT | NA | Control |
| PLUTZER, DAVID | I | GENERAL COUNSEL, ASSET MANAGEMENT DIVISION (CHIEF LEGAL OFFICER) | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | GENERAL COUNSEL, ASSET MANAGEMENT DIVISION (CHIEF LEGAL OFFICER) | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PLUTZER, DAVID, SETH | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| PORGES, ELLEN, RANDY | I | CHIEF LEGAL OFFICER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| RUHNKE, HENRY, OWEN | I | TREASURER | NA | |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SANTICCHIA, MASSIMO | I | VICE PRESIDENT | NA | Control |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHANDLING, JUDITH, LEAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | Control |
| SHEA, KENNETH, ALFRED | I | VICE PRESIDENT | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STAFFORD, DAVID, BRIAN | I | SECRETARY | NA | Control |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, LAURENCE | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| SWAMINATHAN, LAKSHMI | I | CHIEF OPERATING OFFICER | NA | |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| THOMPSON, MICHAEL, G | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | MEMBER, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & EXECUTIVE VICE-PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHAIRMAN, BOARD OF MANAGERS & PRESIDENT | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MICHAEL, GORDON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIMMONS, DAWN, OLIVIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIGNOLA, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIGNOLA, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIGNOLA, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLER, ALAN, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| WALLER, ALAN, JEFFREY | I | TREASURER | NA | Control |
| WALLER, ALAN, JEFFREY | I | TREASURER | NA | Control |
| WALLER, ALAN, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | Control |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | Control |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | Control |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETRARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| WHELAN, ANITA, LOUISE | I | SECRETARY | NA | |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| GSAM HOLDINGS LLC | DE | MEMBER | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MCGRAW HILL FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| S&P GLOBAL INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
| THE MCGRAW HILL COMPANIES INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
| THE GOLDMAN SACHS GROUP, INC. | DE | GSAM HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Apr 12, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
200 WEST STREETNEW YORK, NY 10282
United States
Phone: 212-902-1000