SAXON WOODS ADVISORS LLC
CRD #109686 SEC #801-56910 PURCHASE, NY 914-251-0880
SEC Registered
Total AUM
$683.4M
Discretionary
$683.4M
Employees
12
Clients
--
Accounts
160
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARROYO, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAEZ, ARLEEN, MARIE | I | PRINCIPAL | NA | Control |
| BREITMAN, MATTHEW, KANE | I | GENERAL COUNSEL | NA | Control |
| BREITMAN, MATTHEW, KANE | I | GENERAL COUNSEL | NA | |
| BREITMAN, MATTHEW, KANE | I | GENERAL COUNSEL | NA | |
| BREITMAN, MATTHEW, KANE | I | GENERAL COUNSEL | NA | |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARUSO, JOE, CHANFU | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAN, VICTOR, WEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAN, VICTOR, WEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRADO, KENNETH, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, R | I | CHIEF OPERATING OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLAMM, SHELDON, ROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEPACKI, LORRAINE, MARIE | I | DIRECTOR OF TRADING | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LI, MEIMEI | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, SAMUEL, ALFRED | I | PRESIDENT | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEGYESI, JOHN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, SUSAN, CONWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEMBAB, HELEN | I | PORTFOLIO ADMINISTRATOR | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ZUFFANTE, JAY, ROBERT | I | CONTROLLER | NA | Control |
| ALPINE SAXON WOODS, LLC | DE | MANAGING MEMBER | E | Control |
| ALPINE SAXON WOODS, LLC | DE | MANAGING MEMBER | E | Control |
| ALPINE SAXON WOODS, LLC | DE | MANAGING MEMBER | E | Control |
| ALPINE SAXON WOODS, LLC | DE | MANAGING MEMBER | E | Control |
| ALPINE SAXON WOODS, LLC | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | OWNER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| ALPINE WOODS, L.P. | DE | MANAGING MEMBER | E | Control |
| LIEBER, STEPHEN, ANDREW | I | CHAIRMAN | E | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | C | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | C | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | C | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | C | Control |
| BAEZ, ARLEEN, MARIE | I | CHIEF OPERATIONS OFFICER | C | Control |
| SPELLMAN, MARK, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SPELLMAN, MARK, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SPELLMAN, MARK, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SPELLMAN, MARK, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SPELLMAN, MARK, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| HENNESSEY, BRIAN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| HENNESSEY, BRIAN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| HENNESSEY, BRIAN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| HENNESSEY, BRIAN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| HENNESSEY, BRIAN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| HUNT, SARAH, MARIE | I | CHIEF MARKET STRATEGIST | B | Control |
| HUNT, SARAH, MARIE | I | CHIEF MARKET STRATEGIST | B | Control |
| HUNT, SARAH, MARIE | I | CHIEF MARKET STRATEGIST | B | Control |
| HUNT, SARAH, MARIE | I | CHIEF MARKET STRATEGIST | B | Control |
| HUNT, SARAH, MARIE | I | CHIEF MARKET STRATEGIST | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| ALPINE WOODS GP, LLC | DE | ALPINE WOODS, LP | F | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | E | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | E | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | E | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | E | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | E | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS, LP | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| LIEBER, SAMUEL, ALFRED | I | ALPINE WOODS GP, LLC | D | Control |
| BAEZ, ARLEEN, MARIE | I | ALPINE SAXON WOODS, LLC | C | Control |
| BAEZ, ARLEEN, MARIE | I | ALPINE SAXON WOODS, LLC | C | Control |
| BAEZ, ARLEEN, MARIE | I | ALPINE SAXON WOODS, LLC | C | Control |
| BAEZ, ARLEEN, MARIE | I | ALPINE SAXON WOODS, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS, LP | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| LIEBER, STEPHEN, ANDREW | I | ALPINE WOODS GP, LLC | C | Control |
| SPELLMAN, MARK, THOMAS | I | ALPINE SAXON WOODS, LLC | C | Control |
| SPELLMAN, MARK, THOMAS | I | ALPINE SAXON WOODS, LLC | C | Control |
| SPELLMAN, MARK, THOMAS | I | ALPINE SAXON WOODS, LLC | C | Control |
| SPELLMAN, MARK, THOMAS | I | ALPINE SAXON WOODS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (7)
CA CT FL MA NJ NY TX
Address
2500 WESTCHESTER AVENUESUITE 300
PURCHASE, NY 10577
United States
Phone: 914-251-0880