TRI-AD CAPITAL MANAGEMENT, INC.
CRD #109687 SEC #801-108470 ESCONDIDO, CA 760-743-7555
SEC Registered
Total AUM
$448.9M
Discretionary
$5.7M
Employees
5
Clients
0
Accounts
52
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $448.9M | $5.7M | $443.2M | 5 | 0 |
| Mar 2021 | $337.3M | $4.5M | $332.8M | 5 | 0 |
| Jun 2020 | $296.1M | $3.5M | $292.6M | 5 | 0 |
| Mar 2020 | $296.1M | $3.5M | $292.6M | 5 | 0 |
| Mar 2019 | $223.3M | $3.6M | $219.6M | 5 | 0 |
| Nov 2018 | $210M | $3.3M | $206.7M | 5 | 0 |
| Apr 2018 | $210M | $3.3M | $206.7M | 5 | 0 |
| Mar 2018 | $210M | $3.3M | $206.7M | 5 | 0 |
| Mar 2017 | $137.4M | $0 | $137.4M | 4 | 26 |
| Sep 2016 | $127M | $0 | $127M | 3 | 1 |
| Mar 2013 | $4.6M | $0 | $4.6M | 3 | 1 |
| Feb 2012 | $18.2M | $0 | $18.2M | 1 | 1 |
| Nov 2011 | $0 | $0 | $0 | 5 | -- |
| Jul 2004 | $1.8M | $1.8M | $0 | 5 | -- |
| May 2004 | $1.8M | $1.8M | $0 | 5 | -- |
DateMar 2022
Total AUM$448.9M
Discretionary$5.7M
Non-Disc.$443.2M
Employees5
Clients0
DateMar 2021
Total AUM$337.3M
Discretionary$4.5M
Non-Disc.$332.8M
Employees5
Clients0
DateJun 2020
Total AUM$296.1M
Discretionary$3.5M
Non-Disc.$292.6M
Employees5
Clients0
DateMar 2020
Total AUM$296.1M
Discretionary$3.5M
Non-Disc.$292.6M
Employees5
Clients0
DateMar 2019
Total AUM$223.3M
Discretionary$3.6M
Non-Disc.$219.6M
Employees5
Clients0
DateNov 2018
Total AUM$210M
Discretionary$3.3M
Non-Disc.$206.7M
Employees5
Clients0
DateApr 2018
Total AUM$210M
Discretionary$3.3M
Non-Disc.$206.7M
Employees5
Clients0
DateMar 2018
Total AUM$210M
Discretionary$3.3M
Non-Disc.$206.7M
Employees5
Clients0
DateMar 2017
Total AUM$137.4M
Discretionary$0
Non-Disc.$137.4M
Employees4
Clients26
DateSep 2016
Total AUM$127M
Discretionary$0
Non-Disc.$127M
Employees3
Clients1
DateMar 2013
Total AUM$4.6M
Discretionary$0
Non-Disc.$4.6M
Employees3
Clients1
DateFeb 2012
Total AUM$18.2M
Discretionary$0
Non-Disc.$18.2M
Employees1
Clients1
DateNov 2011
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJul 2004
Total AUM$1.8M
Discretionary$1.8M
Non-Disc.$0
Employees5
Clients--
DateMay 2004
Total AUM$1.8M
Discretionary$1.8M
Non-Disc.$0
Employees5
Clients--