BROWN FINANCIAL ADVISORY INC
CRD #109689 SEC #801-56501 FAIRHOPE, AL 251-928-9498
SEC Registered
Total AUM
$64.6M
Discretionary
$61.8M
Employees
5
Clients
101
Accounts
141
Firm Details
- Organization Type
- Corporation
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, JOHN ARTHUR | DE | PRESIDENT | E | Control |
| BROWN, JOHN ARTHUR | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, JOHN ARTHUR | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, JOHN ARTHUR | DE | PRESIDENT | E | Control |
| BROWN, JOHN, ARTHUR | I | OWNER | E | Control |
| BROWN, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 26, 2005 REGISTERED
Notice Filings (2)
AL TX
Address
508 FAIRHOPE AVENUEFAIRHOPE, AL 36532
USA
Phone: 251-928-9498