RIA Intelligence

NETASSETMANAGEMENT, INC.

CRD #109693 SEC #801-61887 LOS ANGELES, CA (310) 479-1009
SEC Registered
Total AUM
$9.9M
Discretionary
$9.9M
Employees
--
Clients
0
Accounts
143

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 30, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALVIN, GEORGE, LUISICHIEF COMPLIANCE OFFICERNA
ALVIN, GEORGE, LUISICHIEF COMPLIANCE OFFICERNA
DEGIAIMO, VINCENTIDIRECTORNA Control
DEGIAIMO, VINCENTIDIRECTORNA Control
DEGIAIMO, VINCENTIDIRECTORNA Control
HAWN, GATES, HELMSIDIRECTORNA
HAWN, GATES, HELMSIDIRECTORNA
HAWN, GATES, HELMSIDIRECTORNA
LEBOW, STEVEN, EDWARDIDIRECTORNA Control
LEBOW, STEVEN, EDWARDIDIRECTORNA Control
LEBOW, STEVEN, EDWARDIDIRECTORNA Control
LEBOW, STEVEN, EDWARDIDIRECTORNA Control
LEBOW, STEVEN, EDWARDIDIRECTORNA Control
SISTERON, YVES, B.IDIRECTORNA Control
SISTERON, YVES, B.IDIRECTORNA Control
SISTERON, YVES, B.IDIRECTORNA Control
STEARNS, TIMOTHY, STEVENICHIEF COMPLIANCE OFFICERNA Control
VIIAVAN ANANDA, MOHAN, PONMALAIIDIRECTORNA Control
VIIAVAN ANANDA, MOHAN, PONMALAIIDIRECTORNA Control
VIIAVAN ANANDA, MOHAN, PONMALAIIDIRECTORNA Control
VIIAVAN ANANDA, MOHAN, PONMALAIIDIRECTORNA Control
VIIAVAN ANANDA, MOHAN, PONMALAIIDIRECTORNA Control
ENVESTNET ASSET MANAGEMENT GROUP, INC.DESHAREHOLDERE Control
THE ENVESTNET GROUP, INC.DESHAREHOLDERE Control
THE ENVESTNET GROUP, INC.DESHAREHOLDERE Control
GRP II LPDEPREFERRED SHAREHOLDERD Control
GRP II LPDEPREFERRED SHAREHOLDERD Control
GRP II LPDEPREFERRED SHAREHOLDERD Control
GRP II LPDEPREFERRED SHAREHOLDERC Control
GRP II LPDEPREFERRED SHAREHOLDERC Control
SURESH, SIVAGNANAMICEO, DIRECTORC Control
SURESH, SIVAGNANAMICEO, DIRECTORC Control
SURESH, SIVAGNANAMICEO, DIRECTOR, COMMON SHAREHOLDERB Control
SURESH, SIVAGNANAMICEO, DIRECTOR, COMMON SHAREHOLDERB Control
GRP II INVESTORS, L.P.DEPREFERRED SHAREHOLDERA
GRP II INVESTORS, L.P.DEPREFERRED SHAREHOLDERA
GRP II INVESTORS, L.P.DEPREFERRED SHAREHOLDERA
MCCUE, KAREN, SUSANNEIVICE PRESIDENT, CHIEF OPERATING OFFICERA Control
MCCUE, KAREN, SUSANNEIVICE PRESIDENT, CHIEF OPERATING OFFICERA Control
MCCUE, KAREN, SUSANNEIEXECUTIVE VICE PRESIDENT, COMMON SHAREHOLDERA Control
MCCUE, KAREN, SUSANNEIEXECUTIVE VICE PRESIDENT, COMMON SHAREHOLDERA Control
MCCUE, KAREN, SUSANNEIEXECUTIVE VICE PRESIDENT, COMMON SHAREHOLDERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GRP MANAGEMENT SERVICES CORPORATIONDEGRPVC, L.P.F Control
GRP MANAGEMENT SERVICES CORPORATIONDEGRPVC, L.P.F Control
GRP MANAGEMENT SERVICES CORPORATIONDEGRPVC, L.P.F Control
GRP MANAGEMENT SERVICES CORPORATIONDEGRPVC, L.P.F Control
GRP MANAGEMENT SERVICES CORPORATIONDEGRPVC, L.P.F Control
GRPVC, L.P.DEGRP II L.P.F Control
GRPVC, L.P.DEGRP II L.P.F Control
GRPVC, L.P.DEGRP II L.P.F Control
GRPVC, L.P.DEGRP II L.P.F Control
GRPVC, L.P.DEGRP II L.P.F Control

Registrations

Federal

IA
Sep 30, 2009 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

1640 S. SEPULVEDA BOULEVARD
SUITE 300
LOS ANGELES, CA 90025
United States
Phone: (310) 479-1009