NEW ENGLAND CAPITAL PLANNERS, INC.
CRD #109708 SEC #801-111923 AVON, CT 860-676-9977
SEC Registered
Total AUM
$151.5M
Discretionary
$81.5M
Employees
5
Clients
101
Accounts
222
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DISORBO, ANTONIO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 25, 2020 REGISTERED
Notice Filings (2)
CT MA
Address
152 SIMSBURY RD.BUILDING 9
AVON, CT 06001
United States
Phone: 860-676-9977