PFF BANK & TRUST, FSB
CRD #109723 SEC #801-60031 CLAREMONT, CA 909-447-2060
SEC Registered
Total AUM
$177.4M
Discretionary
$129.2M
Employees
501
Clients
--
Accounts
336
Firm Details
- Organization Type
- Other (specify) (FEDERAL SAVINGS BANK)
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 28, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURWELL, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BURWELL, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| DESCOMBES, DONALD, R | I | DIRECTOR | NA | Control |
| DESCOMBES, DONALD, R | I | DIRECTOR | NA | Control |
| DINGLE, WILLIAM, T | I | DIRECTOR | NA | Control |
| DOTEN, DAVID, FORREST | I | EXECUTIVE TRUST OFFICER | NA | Control |
| GROENE, JERALD, W | I | CHIEF LENDING OFFICER | NA | Control |
| HAWKES, JOSEPH, EDWARD | I | EXECUTIVE TRUST OFFICER | NA | Control |
| MADDOX, DONALD, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MADDOX, DONALD, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, KEVIN | I | COO | NA | Control |
| MCCARTHY, KEVIN | I | COO | NA | Control |
| MORGAN, STEPHEN, C | I | DIRECTOR | NA | Control |
| MORRIS, CURTIS, W | I | DIRECTOR | NA | Control |
| MORRIS, CURTIS, W | I | DIRECTOR | NA | Control |
| NICHOLS, ROBERT, D | I | DIRECTOR | NA | Control |
| RINEHART, LARRY, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| RINEHART, LARRY, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| SMITH, GILBERT, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| SMITH, GILBERT, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| STARK, JIL, H | I | DIRECTOR | NA | Control |
| STARK, JIL, H | I | DIRECTOR | NA | Control |
| STEFFANCI, THOMAS, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STUTZMAN, ROYCE, A | I | DIRECTOR | NA | Control |
| TALBOTT, GREGORY, C | I | CFO | NA | Control |
| TALBOTT, GREGORY, C | I | CFO | NA | Control |
| PFF BANCORP, INC. | DE | SHAREHOLDER | E | Control |
| PFF BANCORP, INC. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Jun 28, 2004 REGISTERED
Notice Filings (1)
CA
Address
393 W. FOOTHILL BOULEVARD2ND FLOOR
CLAREMONT, CA 91711
USA
Phone: 909-447-2060