SULLIVAN, BRUYETTE, SPEROS & BLAYNEY, LLC
Legal name: SBSB FINANCIAL ADVISORS
CRD #109732 SEC #801-38301 MCLEAN, VA 703-734-9300
SEC Registered
Total AUM
$5.1B
Discretionary
$5B
Employees
66
Clients
--
Accounts
4,525
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2021
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCHAMBAULT, YANNICK JEAN-FRANCOIS | I | BOARD MEMBER | NA | Control |
| ARCHAMBAULT, YANNICK JEAN-FRANCOIS | I | BOARD MEMBER | NA | Control |
| ARCHAMBAULT, YANNICK JEAN-FRANCOIS | I | BOARD MEMBER | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BLAYNEY, ELEANOR, KIRKPATRICK | I | MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | SECRETARY; MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER / PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | NA | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| DUNNE, PATRICK, WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL | NA | Control |
| FLICK, CAROL | I | TREASURER | NA | Control |
| FLICK, CAROL | I | TREASURER | NA | Control |
| FLICK, CAROL | I | TREASURER | NA | Control |
| FLICK, CAROL | I | TREASURER | NA | Control |
| FLICK, CAROL | I | TREASURER | NA | Control |
| HALDANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGRAM, GARY, DAVID | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY, A | I | CHAIRMAN | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ MANAGING DIRECTOR | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ MANAGING DIRECTOR | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ MANAGING DIRECTOR | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| JOHANNESSEN, MARK, EDWARD | I | VICE PRESIDENT/ PRINCIPAL | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LELLIS, MARTINE, ELIZABETH | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | BOARD MEMBER | NA | Control |
| MURPHY, PATRICK | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK | I | VICE PRESIDENT | NA | Control |
| OCHWAT, LINDA | I | ASSISTANT SECRETARY | NA | Control |
| OCHWAT, LINDA | I | ASSISTANT SECRETARY | NA | Control |
| OCHWAT, LINDA | I | ASSISTANT SECRETARY | NA | Control |
| OCHWAT, LINDA | I | ASSISTANT SECRETARY | NA | Control |
| OCHWAT, LINDA | I | ASSISTANT SECRETARY | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN | NA | Control |
| PERRY, SUNDAY | I | SENIOR VICE PRESIDENT; DIRECTOR | NA | Control |
| PERRY, SUNDAY | I | SENIOR VICE PRESIDENT; DIRECTOR | NA | Control |
| PERRY, SUNDAY | I | SENIOR VICE PRESIDENT; DIRECTOR | NA | Control |
| PERRY, SUNDAY | I | SENIOR VICE PRESIDENT; DIRECTOR | NA | Control |
| PERRY, SUNDAY | I | SENIOR VICE PRESIDENT; DIRECTOR | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| PERRY, SUNDAY, EVANGELINE | I | BOARD MEMBER | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY, MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY, MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY, MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY, MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY, MANAGING DIRECTOR | NA | Control |
| SKUBIC, PAUL | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL | I | VICE PRESIDENT | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / MANAGING DIRECTOR | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | SECRETARY / PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | NA | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; MANAGING DIRECTOR; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | PRESIDENT AND CEO; PRINCIPAL; CHAIRMAN | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | NA | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WEINHOLD, MARTINE, LELLIS | I | CHIEF OPERATING OFFICER | NA | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| HARRIS RIA HOLDINGS INC | DE | SOLE OWNER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | SOLE OWNER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SBSB HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| SULLIVAN, GREGORY, DONALD | I | CO-CEO; PRINCIPAL | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| BRUYETTE, JAMES, JOSEPH | I | CO-CEO; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| SPEROS, PETER, CHARLES | I | PRESIDENT; SECRETARY; PRINCIPAL | B | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
| JOHANNESSEN, MARK, EDWARD | I | PRINCIPAL | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| BRUYETTE, JAMES, JOSEPH | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
| SULLIVAN, GREGORY, DONALD | I | SBSB HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2021 REGISTERED
Notice Filings (29)
AZ CA CO CT DC DE FL GA IL IN LA MA MD MI NC NE NH NJ NY OH OR PA SC TN TX UT VA VT WA
Address
8444 WESTPARK DRIVESUITE 610
MCLEAN, VA 22102-5123
United States
Phone: 703-734-9300