RIA Intelligence

FRIEDMAN PUTTER & CO

CRD #109774 SEC #801-6657 BELLEVUE, WA 425-401-7220
SEC Registered
Total AUM
$58.8M
Discretionary
$2.9M
Employees
1
Clients
1
Accounts
80

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FRIEDMAN, SUSAN, NAOMIIDIRECTORNA Control
FRIEDMAN, SUSAN, NAOMIIDIRECTORNA Control
FRIEDMAN, SUSAN, NAOMIIDIRECTORNA Control
FRIEDMAN, SUSAN, NAOMIIDIRECTORNA Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
PUTTER, SINAI, LAWRENCEICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERE Control
FRIEDMAN, JAY, R.IPRESIDENTD Control
FRIEDMAN, JAY, R.IPRESIDENTD Control
FRIEDMAN, JAY, R.IPRESIDENTD Control
FRIEDMAN, JAY, R.IPRESIDENTD Control
PUTTER, SINAI, LAWRENCEIVICE PRES, SEC., TREAS.C Control
PUTTER, SINAI, LAWRENCEIVICE PRES, SEC., TREAS.C Control
PUTTER, SINAI, LAWRENCEIVICE PRES, SEC., TREAS.C Control
PUTTER, SINAI, LAWRENCEIVICE PRES, SEC., TREAS.C Control

Registrations

Federal

IA
Mar 28, 2012 REGISTERED

Notice Filings (1)

WA

Address

12826 S.E. 40TH LANE, STE 204
BELLEVUE, WA 98006-4276
United States
Phone: 425-401-7220