RIA Intelligence

ING CAPITAL ADVISORS, LLC

CRD #109790 SEC #801-50861 LOS ANGELES, CA 213-621-3700
SEC Registered
Total AUM
$4B
Discretionary
$4B
Employees
--
Clients
--
Accounts
16

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARENS, GEOFFREY, WILLIAMICHIEF EXECUTIVE OFFICER/MANAGING DIRECTORNA Control
CAMPBELL, MICHAEL, JOHNISENIOR PORTFOLIO MANAGER/MANAGING DIRECTORNA Control
CAMPBELL, MICHAEL, JOHNICHIEF CREDIT OFFICER/MANAGING DIRECTORNA Control
CAMPBELL, MICHAEL, JOHNICHIEF CREDIT OFFICER/MANAGING DIRECTORNA Control
DRUCH, ANDREW, WALTERIGENERAL COUNSELNA Control
HATLEY, MICHAEL, DIPRESIDENT/SENIOR PORTFOLIO MANAGER/MANAGING DIRECTORNA Control
HATLEY, MICHAEL, DIPRESIDENT/CHIEF INVESTMENT OFFICER/MANAGING DIRECTORNA Control
HATLEY, MICHAEL, DIPRESIDENT/CHIEF INVESTMENT OFFICER/MANAGING DIRECTORNA Control
HENNEBERRY, VIRGINIA, MARIEISECRETARY/MANAGING DIRECTORNA Control
HENNEBERRY, VIRGINIA, MARIEISECRETARY/MANAGING DIRECTORNA Control
LINS, GERALD, THOMASIGENERAL COUNSELNA Control
LINS, GERALD, THOMASIGENERAL COUNSELNA Control
MCCARTHY, JOHNICHIEF COMPLIANCE OFFICERNA Control
SMITH, MARK, ALLENICHIEF EXECUTIVE OFFICER/MANAGING DIRECTORNA Control
SMITH, MARK, ALLENICHIEF EXECUTIVE OFFICER/MANAGING DIRECTORNA Control
WILCOX, GRAYDON, WINTERICHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER/MANAGING DIRECTORNA Control
WILCOX, GRAYDON, WINTERICHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER//MANAGING DIRECTORNA Control
WILCOX, GRAYDON, WINTERICHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER//MANAGING DIRECTORNA Control
ING FINANCIAL HOLDINGS CORPORATIONDESOLE MEMBERE Control
ING FURMAN SELZ ASSET MANAGEMENT LLCDESOLE MEMBERE Control
ING FURMAN SELZ ASSET MANAGEMENT LLCDESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ING (U.S.) CAPITAL FINANCIAL HOLDINGS CORPORATIONDEING FURMAN SELZ ASSET MANAGEMENT LLCE Control
ING (U.S.) CAPITAL FINANCIAL HOLDINGS CORPORATIONDEING FURMAN SELZ ASSET MANAGEMENT LLCE Control
ING BANK N.V.FEING FINANCIAL HOLDINGS CORPORATIONE Control
ING BANK N.V.FEING (U.S.) FINANCIAL HOLDINGS CORPORATIONE Control
ING BANK N.V.FEING (U.S.) FINANCIAL HOLDINGS CORPORATIONE Control
ING GROEP N.V.FEING BANK N.V.E Control
ING GROEP N.V.FEING BANK N.V.E Control
ING GROEP N.V.FEING BANK N.V.E Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

CA

Address

333 SOUTH GRAND AVENUE
SUITE 4100
LOS ANGELES, CA 90071
USA
Phone: 213-621-3700