JOHN MOORE & ASSOCIATES INC
CRD #109791 SEC #801-55123 ALBUQUERQUE, NM 505-881-5100
SEC Registered
Total AUM
$970.2M
Discretionary
$745M
Employees
13
Clients
--
Accounts
2,723
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Mexico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEHRMAN, PETER, THOMAS | I | VICE PRESIDENT | NA | Control |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWALM, JAMI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | E | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| JOHN W AND CONNIE K MOORE REVOCABLE LIVING TRUST UAD 3/15/93 | DE | SHAREHOLDER | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, CONNIE, KOHLER | I | TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE, CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| MOORE, JOHN, WILLIAM | I | PRESIDENT/TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | D | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN TRUST UAD 8/3/15 | DE | SHAREHOLDER | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| COCHRAN, BRIAN, JAMES | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| WILDER, EMILY, FAYE | I | TRUSTEE | C | Control |
| LEONIDA FAMILY TRUST - JUNE 4, 2020 | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (12)
AZ CA CO FL GA LA NC NE NM OR TX VA
Address
8220 SAN PEDRO DR NESUITE 310
ALBUQUERQUE, NM 87113
United States
Phone: 505-881-5100