RIA Intelligence

R. BRIAN HOWELL & ASSOCIATES, INC.

CRD #109795 SEC #801-57772 TACOMA, WA 253-759-2914
SEC Registered
Total AUM
$22.5M
Discretionary
$22.5M
Employees
1
Clients
0
Accounts
58

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 25, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENTE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENTE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HOWELL, ROBERT, BRIANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jan 25, 2012 REGISTERED

Notice Filings (1)

WA

Address

6 TACOMA AVENUE NORTH
TACOMA, WA 98403
United States
Phone: 253-759-2914