HALSEY ADVISORY AND MANAGEMENT, LLC
Legal name: HALSEY ADVISORY AND MANAGEMENT, LLC
CRD #109799 SEC #801-57028 NEW YORK, NY (212) 237-1414
SEC Registered
Total AUM
$31.3M
Discretionary
$24.9M
Employees
5
Clients
--
Accounts
77
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALSEY, KIMBALL, BULLARD | I | VICE PRESIDENT | NA | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HALSEY, TYSON, THOMAS | I | PRESIDENT | E | Control |
| HALSEY, TYSON, THOMAS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 23, 2007 REGISTERED
Notice Filings (8)
CA CT FL MA NH NY SC VT
Address
45 ROCKEFELLER PLAZASUITE 2570
NEW YORK, NY 10111
USA
Phone: (212) 237-1414