M&I INVESTMENT MANAGEMENT CORP.
CRD #109802 SEC #801-9118 MILWAUKEE, WI 414-287-7300
SEC Registered Private Funds
Total AUM
$21.6B
Discretionary
$21.6B
Employees
51
Clients
101
Accounts
1,561
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BILLICK, BROOKE, JAY | I | SECRETARY | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BIRNBAUM, MORRY, LEO | I | DIRECTOR | NA | Control |
| BOLGER, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| BOLGER, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| BOLGER, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| BOLGER, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| BOLGER, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| D'ANGELO, JULIE, ANNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| DUCA, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| EWIG, PAUL, HAROLD | I | TREASURER | NA | Control |
| EWIG, PAUL, HAROLD | I | TREASURER | NA | Control |
| EWIG, PAUL, HAROLD | I | SECRETARY AND CFO | NA | Control |
| FURLONG, MARK, FRANCIS | I | DIRECTOR | NA | Control |
| FURLONG, MARK, FRANCIS | I | DIRECTOR | NA | Control |
| FURLONG, MARK, FRANCIS | I | DIRECTOR | NA | Control |
| FURLONG, MARK, FRANCIS | I | DIRECTOR | NA | Control |
| FURLONG, MARK, FRANCIS | I | DIRECTOR | NA | Control |
| GEHL, CAROL, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEHL, CAROL, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HATFIELD, MICHAEL, ALLEN | I | SECRETARY | NA | Control |
| HATFIELD, MICHAEL, ALLEN | I | SECRETARY | NA | Control |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT,CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT,CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT,CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| HIMSTREET, JEFFREY, OTIS | I | VICE PRESIDENT,CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| HOCH, LORI, KACZYNSKI | I | SECRETARY | NA | |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSACK, ALLAN, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR (01/2005) | NA | Control |
| JACOBS, BURLEIGH, EDMUND | I | DIRECTOR | NA | Control |
| JACOBS, BURLEIGH, EDMUND | I | DIRECTOR | NA | Control |
| JACOBS, BURLEIGH, EDMUND | I | DIRECTOR | NA | Control |
| KAMINSKI, DANIEL, LEE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, SECRETARY AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, SECRETARY AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KAMINSKI, DANIEL, LEE | I | SECRETARY AND CHIEF FINANCIAL OFFICER | NA | |
| KAMINSKI, DANIEL, LEE | I | SECRETARY AND CHIEF FINANCIAL OFFICER | NA | |
| KELLNER, JACK, FREDERICK | I | DIRECTOR | NA | Control |
| KELLNER, JACK, FREDERICK | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | PRESIDENT (06/2004) AND DIRECTOR (7/2003) | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR (01/2005) | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KUESTER, DENNIS, JON | I | DIRECTOR | NA | Control |
| KUESTER, DENNIS, JON | I | DIRECTOR | NA | Control |
| KUESTER, DENNIS, JON | I | DIRECTOR | NA | Control |
| KUESTER, DENNIS, JON | I | DIRECTOR | NA | Control |
| KUESTER, DENNIS, JON | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY, SEAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCINERNEY, BARRY, SEAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCINERNEY, BARRY, SEAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCINERNEY, BARRY, SEAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCINERNEY, BARRY, SEAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| O'NEILL, THOMAS, JAMES | I | DIRECTOR | NA | Control |
| O'NEILL, THOMAS, JAMES | I | DIRECTOR | NA | Control |
| O'NEILL, THOMAS, JAMES | I | DIRECTOR | NA | Control |
| O'NEILL, THOMAS, JAMES | I | DIRECTOR | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT (01/2007) & ASSISTANT SECRETARY (2010) | NA | |
| PINGEL, ANGELA, LYNNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| PINGEL, ANGELA, LYNNE | I | SECRETARY AND VICE PRESIDENT | NA | |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ROBINSON, MARTHA, GAYLE | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT AND DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WASZAK, DARYL | I | DIRECTOR | NA | Control |
| WIGDALE, JAMES, BEACH | I | DIRECTOR | NA | Control |
| WIGDALE, JAMES, BEACH | I | DIRECTOR | NA | Control |
| WIGDALE, JAMES, BEACH | I | DIRECTOR | NA | Control |
| WIGDALE, JAMES, BEACH | I | DIRECTOR | NA | Control |
| WIGDALE, JAMES, BEACH | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| WILLIAMS, JEFFREY, VERNON | I | DIRECTOR | NA | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF M&I INVESTMENT MANAGEMENT CORP. | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MARSHALL & ILSLEY CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
Registrations
Federal
IA
May 3, 2012 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
111 EAST KILBOURN AVENUEMILWAUKEE, WI 53202
United States
Phone: 414-287-7300