FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Legal name: FIM GROUP
CRD #109811 SEC #801-33001 TRAVERSE CITY, MI (231) 929-4500
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHRENS, DREW, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHRENS, DREW, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHRENS, DREW, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER AND CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER AND CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BOHRER, MATTHEW, RUSSELL | I | TREASURER / COO/CHIEF COMPLIANCE OFFICER | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| BRZEZINSKI, LINDA, MARY | I | CORPORATE SECRETARY | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| HYMAN, BARRY, ABBOT | I | VICE-PRESIDENT | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| LOKKEN, JEFFREY, MELVIN | I | MANAGING DIRECTOR, SENIOR PLANNER | NA | |
| NALEID, JAMES, CAPE | I | MANAGING DIRECTOR | NA | Control |
| NALEID, JAMES, CAPE | I | MANAGING DIRECTOR | NA | Control |
| NALEID, JAMES, CAPE | I | MANAGING DIRECTOR | NA | Control |
| ROBINSON, PAUL, HOWARD | I | MANAGING DIRECTOR, LEGAL AND TAX COUNSEL | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | NA | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| PAUL H. SUTHERLAND REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
| SUTHERLAND, PAUL, HOWARD | I | PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
| SUTHERLAND, PAUL, HOWARD | I | PAUL H. SUTHERLAND REVOCABLE TRUST | F | Control |
Registrations
Federal
IA
Mar 19, 2019 REGISTERED
Notice Filings (36)
AK AR AZ CA CO DC FL GA HI IA IL IN KS LA MA MD MI MN NC NE NH NJ NM NV NY OH OK OR PA RI SC TN TX VA WA WI
Address
111 CASS STREETTRAVERSE CITY, MI 49684
United States
Phone: (231) 929-4500