THE MOSAIC FINANCIAL GROUP, LLC
CRD #109816 SEC #801-58120 CHICAGO, IL 312-255-5490
SEC Registered
Total AUM
$898.5M
Discretionary
$289.3M
Employees
24
Clients
10
Accounts
569
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | |
| ALLEN, DERRICK, J. | I | PARTNER | NA | Control |
| ALLEN, DERRICK, J. | I | PARTNER | NA | Control |
| ALLEN, DERRICK, J. | I | PARTNER | NA | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER | NA | Control |
| HAGEDORN, JAMES, GERARD | I | MEMBER | NA | Control |
| HAGEDORN, JAMES, GERARD | I | MEMBER | NA | Control |
| HAGEDORN, JAMES, GERARD | I | MEMBER | NA | Control |
| HAGEDORN, JAMES, GERARD | I | MEMBER | NA | Control |
| HAGEDORN, JAMES, GERARD | I | MEMBER | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| STEPNICKA, CRAIG, DOUGLAS | I | DIRECTOR | NA | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER | NA | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER | NA | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | E | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER | E | Control |
| JACKSON, THOMAS | I | MEMBER | D | Control |
| JACKSON, THOMAS | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| JACKSON, THOMAS, JAMES | I | PARTNER | D | Control |
| JACKSON, THOMAS, JAMES | I | MEMBER | D | Control |
| ALLEN, DERRICK, J. | I | PARTNER | C | Control |
| ALLEN, DERRICK, J. | I | PARTNER | C | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE | I | MEMBER | C | Control |
| WOLAK, JANE | I | MEMBER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CCO | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| WOLAK, JANE-ELLEN, MARIE | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALLEN, DERRICK, J. | I | PARTNER | A | Control |
| DEBRUYNE, TIMOTHY, JOHN | I | PARTNER, CHIEF COMPLIANCE OFFICER | A | Control |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A | |
| STRAMA, KATHERINE, ANNE | I | MEMBER | A |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (2)
FL IL
Address
303 E. WACKER DRIVESUITE 1675
CHICAGO, IL 60601
United States
Phone: 312-255-5490