RIA Intelligence

SOUTHEASTERN ADVISORY SERVICES INC

CRD #109817 SEC #801-31661 ATLANTA, GA 404-237-3156
SEC Registered
Total AUM
--
Discretionary
--
Employees
7
Clients
--
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
Georgia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 8, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOFTERS, KURT, FRANKLINIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
LOFTERS, KURT, FRANKLINIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
LOFTERS, KURT, FRANKLINIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
LOFTERS, KURT, FRANKLINIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
LOFTERS, KURT, FRANKLINIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
ZECO, ADEMIR, NMIIMANAGING DIRECTORNA Control
ZECO, ADEMIR, NMIIOFFICE MANAGERNA Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOE Control
SMALL, JOHN, LEEIMANAGING PRINCIPALE Control
SMALL, JOHN, LEEIMANAGING PRINCIPALE Control
SMALL, JOHN, LEEIMANAGING PRINCIPALE Control
SMALL, JOHN, LEEIMANAGING PRINCIPALE Control
SMALL, JOHN, LEEIMANAGING PRINCIPALE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT AND OWNERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT AND OWNERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT AND OWNERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT AND OWNERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT AND OWNERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT, OWNER AND CHIEF COMPLIANCE OFFICERE Control
SWANSON, JEFFREY, DAVIDIPRESIDENT, OWNER AND CHIEF COMPLIANCE OFFICERE Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, OOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
SMALL, JOHN, LEEICHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, CEO, CFO, COOD Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control
BORTON, TODD, KENNETHIMANAGING PRINCIPALB Control

Registrations

Federal

IA
Jan 8, 2025 REGISTERED

Notice Filings (7)

CO FL GA LA NC TX VA

Address

190 OTTLEY DR
SUITE B-2A
ATLANTA, GA 30324
United States
Phone: 404-237-3156