CCM ADVISORS, LLC
CRD #109818 SEC #801-58210 CHICAGO, IL 312-444-6200
SEC Registered
Total AUM
$964.8M
Discretionary
$505.6M
Employees
5
Clients
--
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| BAKAZAN, DEBORAH, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAKAZAN, DEBORAH, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, SUSAN, MARIE | I | COMPLIANCE OFFICER | NA | |
| BROWN, SUSAN, MARIE | I | COMPLIANCE OFFICER | NA | |
| BROWN, SUSAN, MARIE | I | COMPLIANCE OFFICER | NA | |
| FRANCOEUR, GREGORY, PAUL | I | DIRECTOR | NA | |
| FRANCOEUR, GREGORY, PAUL | I | DIRECTOR | NA | |
| FRANCOEUR, GREGORY, PAUL | I | DIRECTOR | NA | Control |
| GRETHER, DENNIS, JORDAN | I | MANAGING DIRECTOR | NA | Control |
| GRETHER, DENNIS, JORDAN | I | MANAGING DIRECTOR | NA | Control |
| GRETHER, DENNIS, JORDAN | I | MANAGING DIRECTOR | NA | Control |
| GRETHER, DENNIS, JORDAN | I | MANAGING DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| HUNT, JON, COWELL | I | DIRECTOR | NA | Control |
| PAI, SAVITRI, P | I | CHIEF LEGAL OFFICER | NA | Control |
| PAI, SAVITRI, P | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAI, SAVITRI, P | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAI, SAVITRI, P | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PEABODY, DOUGLAS, DARE | I | DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | MANAGING DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PEABODY, DOUGLAS, DARE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RUDZINSKI, SUSAN, SCHWARZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUDZINSKI, SUSAN, SCHWARZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUDZINSKI, SUSAN, SCHWARZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUDZINSKI, SUSAN, SCHWARZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARP, ROBERT, DANIEL | I | MANAGING DIRECTOR | NA | Control |
| SHARP, ROBERT, DANIEL | I | MANAGING DIRECTOR | NA | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| CCM HOLDINGS, INC. | DE | MEMBER | E | Control |
| CCM HOLDINGS, INC. | DE | MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTERESTHOLDER | E | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
| SOLBERG, TIMOTHY, GEORGE ALBERT | I | MANAGING DIRECTOR, DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT INC. | DE | CCM HOLDINGS, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT INC. | DE | CCM HOLDINGS, INC. | E | Control |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (2)
IL TX
Address
190 S. LASALLE ST., SUITE 2800CHICAGO, IL 60603
USA
Phone: 312-444-6200