UOB GLOBAL CAPITAL LLC
CRD #109841 SEC #801-56090 NEW YORK, NY 212-398-6633
SEC Registered
Total AUM
$3.4M
Discretionary
$3.4M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERKENFELD, HOWARD, CRAIG | I | PRINCIPAL | NA | Control |
| LANDAU, PETER, BARZEL | I | PRINCIPAL | NA | Control |
| ONG, SEA ENG | I | DIRECTOR | NA | Control |
| WEE, EE CHONG | I | CHARIMAN, DIRECTOR | NA | Control |
| WONG, KWONG YEW | I | DIRECTOR | NA | Control |
| UOB HOLDINGS(USA), INC | DE | PARENT | D | Control |
| TEAMCO MANAGEMENT CO. LLC | DE | PARENT | C | Control |
| GOSS, DAVID, TUVIA | I | MANAGING DIRECTOR/PRINCIPAL | B | Control |
| LANDAU, MICHAEL, BARZEL | I | MANAGING DIRECTOR/PRINCIPAL | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UNITED OVERSEAS BANK GROUP | FE | UOB HOLDINGS (USA), INC | E | Control |
Registrations
Federal
IA
Mar 25, 2002 REGISTERED
Address
592 5TH AVENEW YORK, NY 10036
USA
Phone: 212-398-6633