GARZARELLI INVESTMENT MANAGEMENT, L.L.C. (GIM)
CRD #109842 SEC #801-49891 IRVINE, CA 631-425-1060
SEC Registered
Total AUM
$32M
Discretionary
$32M
Employees
5
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 10, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAI, GREGORY | I | MEMBER | NA | Control |
| MOSES, STEPHEN, WAYNE | I | VICE PRESIDENT | NA | |
| GARZARELLI RETAIL, INC. | DE | MEMBER | D | Control |
| WEBSTER INVESTMENT MANAGEMENT CO., LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRODERICK MANAGEMENT, LLC | DE | WEBSTER INVESTMENT MANAGEMENT CO., LLC | E | Control |
| GARZARELLI, ELAINE, MARIE | I | GARZARELLI RETAIL, INC. | E | Control |
| GETTY, GORDON, PETER | I | BRODERICK MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Oct 10, 2001 REGISTERED
Address
18191 VON KARMAN AVE.SUITE 420
IRVINE, CA 92612
USA
Phone: 631-425-1060