NORTHVIEW ASSET MANAGEMENT, INC.
CRD #109854 SEC #801-55760 AUSTIN, TX 512-358-1280
SEC Registered
Total AUM
$28.7M
Discretionary
$28.7M
Employees
1
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONWILL, GEORGE, STEPHEN | I | PRESIDENT | NA | Control |
| CONWILL, GEORGE, STEPHEN | I | PRESIDENT | NA | Control |
| CONWILL, GEORGE, STEPHEN | I | PRESIDENT | NA | Control |
| CONWILL, GEORGE, STEPHEN | I | PRESIDENT | NA | Control |
| CONWILL, GEORGE, STEPHEN | I | PRESIDENT | NA | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | NA | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | NA | Control |
| HAYES, WILLIAM, HAROLD | I | SECRETARY/DIRECTOR | NA | |
| HAYES, WILLIAM, HAROLD | I | SECRETARY/DIRECTOR | NA | |
| HAYES, WILLIAM, HAROLD | I | SECRETARY/DIRECTOR | NA | |
| HAYES, WILLIAM, HAROLD | I | SECRETARY/DIRECTOR | NA | |
| HAYES, WILLIAM, HAROLD | I | SECRETARY/DIRECTOR | NA | |
| LINDQUIST, JOHN, GERARD | I | CCO | NA | |
| LINDQUIST, JOHN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDQUIST, JOHN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDQUIST, JOHN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDQUIST, JOHN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEARLES, WILLIAM, ALFRED | I | DIRECTOR | NA | |
| SEARLES, WILLIAM, ALFRED | I | DIRECTOR | NA | |
| SEARLES, WILLIAM, ALFRED | I | DIRECTOR | NA | |
| SEARLES, WILLIAM, ALFRED | I | DIRECTOR | NA | |
| SEARLES, WILLIAM, ALFRED | I | DIRECTOR | NA | |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| APS INVESTMENT SERVICES | DE | SHAREHOLDER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRANETT, SAMUEL, RAY | I | PRESIDENT | E | Control |
| GRANETT, SAMUEL, RAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN PHYSICIANS SERVICES GROUP, INC. | DE | APS INVESTMENT SERVICES, INC. | E | Control |
Registrations
Federal
IA
May 10, 2012 REGISTERED
Notice Filings (2)
OH TX
Address
12912 HILL COUNTRY BLVDSUITE F-236
AUSTIN, TX 78738
United States
Phone: 512-358-1280