SDR CAPITAL MANAGEMENT, INC.
CRD #109858 SEC #801-29097 SAN FRANCISCO, CA 415-844-1211
SEC Registered
Total AUM
$248.6M
Discretionary
$186.7M
Employees
5
Clients
26
Accounts
899
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ENOS, LAURA, JEAN | I | CORPORATE SECRETARY | NA | |
| ENOS, LAURA, JEAN | I | CORPORATE SECRETARY | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| HARRIS, JAMES, WILLIAM | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| KOSTOFF, MICHAEL, PETER | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| LAMMERTS, DIRK | I | DIRECTOR | NA | |
| MOURAD, SANDY | I | SECRETARY | NA | |
| RUTZEN, VICTORIA | I | DIRECTOR | NA | Control |
| RUTZEN, VICTORIA | I | DIRECTOR | NA | Control |
| SUTTLE, JOHN, CHARLES | I | CEO | NA | Control |
| SUTTLE, JOHN, CHARLES | I | CEO | NA | Control |
| VANATTA, RONET | I | DIRECTOR | NA | |
| VANATTA, RONET | I | TREASURER | NA | |
| VANATTA, RONET, ELYCE | I | TREASURER/CCO | NA | |
| VANATTA, RONET, ELYCE | I | TREASURER/CCO | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VON STEIN, SCOTT | I | DIRECTOR | NA | |
| VONSTEIN, SCOTT | I | DIRECTOR | NA | |
| VONSTEIN, SCOTT | I | DIRECTOR | NA | |
| VONSTEIN, SCOTT | I | DIRECTOR | NA | |
| VONSTEIN, SCOTT | I | DIRECTOR | NA | |
| RUTZEN, VICTORIA | I | TRUSTEE | E | Control |
| RUTZEN, VICTORIA | I | TRUSTEE | E | Control |
| ARTHUR & VICTORIA RUTZEN REVOCABLE TRUST DATED 9/4/96 AS RESTATED 6/22/00 | DE | SHAREHOLDER | C | Control |
| ARTHUR & VICTORIA RUTZEN REVOCABLE TRUST DATED 9/4/96 AS RESTATED 6/22/00 | DE | SHAREHOLDER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, ARTHUR, COOPER | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| RUTZEN, VICTORIA | I | SHAREHOLDER | C | Control |
| RUTZEN, VICTORIA | I | SHAREHOLDER | C | Control |
| BROWN, LAWRENCE, OWEN | I | DIRECTOR | B | |
| SUTTLE, JOHN, CHARLES | I | TREASURER | B | Control |
| BOUCHER, JAMES, BRIAN | I | PORTFOLIO MANAGER-SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| BROWN, LAWRENCE, OWEN | I | SHAREHOLDER | A | |
| LOW, DALE, B | I | PORTFOLIO MANAGER-SHAREHOLDER | A | |
| SUTTLE, JOHN, CHARLES | I | CEO/CCO | A | Control |
| SUTTLE, JOHN, CHARLES | I | CEO/COO | A | Control |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WARMENHOVEN, DANIEL, JOHN | I | SHAREHOLDER | A | |
| WILSON, JOHN, OLIVER | I | EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER | A | |
| WILSON, JOHN, OLIVER | I | SHAREHOLDER | A | |
| WOODALL, NANCY | I | SHAREHOLDER | A | |
| WOODALL, NANCY | I | SHAREHOLDER | A | |
| WOODALL, NANCY | I | SHAREHOLDER | A | |
| WOODALL, NANCY | I | SHAREHOLDER | A | |
| WOODALL, NANCY | I | PORTFOLIO MANAGER/SHAREHOLDER | A | |
| WOODALL, NANCY | I | PORTFOLIO MANAGER/SHAREHOLDER | A | |
| WOODALL, NANCY | I | EXECUTIVE VICE PRESIDENT | A | |
| WOODALL, NANCY | I | PORTFOLIO MANAGER/SHAREHOLDER | A | |
| WOODALL, NANCY | I | PORTFOLIO MANAGER/SHAREHOLDER | A |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (4)
CA HI NY TX
Address
ONE FRONT STREET, SUITE 1300SAN FRANCISCO, CA 94111-5333
USA
Phone: 415-844-1211