PALM BEACH CAPITAL CORPORATION
CRD #109870 SEC #801-60091 FORT SMITH, AR 479-785-4630
SEC Registered Private Funds
Total AUM
$317.4M
Discretionary
$57.2M
Employees
5
Clients
26
Accounts
137
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2014
- Branch Offices
- --
- CIK (EDGAR)
- 1545330
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | FINANCIAL ADVISOR | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | FINANCIAL ADVISOR | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | FINANCIAL ADVISOR | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | FINANCIAL ADVISOR | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSHEND, JOHN, WESLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 28, 2014 REGISTERED
Notice Filings (2)
AR OK
Address
2010 DODSON AVENUEFORT SMITH, AR 72901
United States
Phone: 479-785-4630