ZOLA CAPITAL MANAGEMENT, LLC
CRD #109874 SEC #801-60289 SAN FRANCISCO, CA 415-486-2195
SEC Registered
Total AUM
$63M
Discretionary
$63M
Employees
--
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASSET ALLIANCE ZCM HOLDING CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE ZCM HOLDING CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE ZCM HOLDING CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE ZCM HOLDING CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE ZCM HOLDING CORPORATION | DE | MEMBER | D | Control |
| ZOLA, MARK, PHILIP | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| ZOLA, MARK, PHILIP | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| ZOLA, MARK, PHILIP | I | MEMBER | C | Control |
| ZOLA, MARK, PHILIP | I | MEMBER | C | Control |
| ZOLA, MARK, PHILIP | I | MEMBER | C | Control |
| DAVID, DANIEL, ALBERT | I | MEMBER | B | Control |
| DAVID, DANIEL, ALBERT | I | MEMBER | B | Control |
| DAVID, DANIEL, ALBERT | I | MEMBER | B | Control |
| DAVID, DANIEL, ALBERT | I | MEMBER | B | Control |
| DAVID, DANIEL, ALBERT | I | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARTHUR J. GALLAGHER & CO. INC. | DE | AJG FINANCIAL SERVICES, INC. | E | Control |
| ARTHUR J. GALLAGHER & CO. INC. | DE | AJG FINANCIAL SERVICES, INC. | E | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE ZCM HOLDING CORP. | E | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE ZCM HOLDING CORP. | E | Control |
| AJG FINANCIAL SERVICES. INC. | DE | ASSET ALLIANCE CORPORATION | C | Control |
| AJG FINANCIAL SERVICES. INC. | DE | ASSET ALLIANCE CORPORATION | C | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Address
535 PACIFIC AVE2ND FLOOR
SAN FRANCISCO, CA 94133
USA
Phone: 415-486-2195