ASSET ALLOCATION & MANAGEMENT COMPANY, LLC
Legal name: AAM
CRD #109875 SEC #801-60075 CHICAGO, IL 312-263-2900
SEC Registered
Total AUM
$24B
Discretionary
$23.8B
Employees
46
Clients
--
Accounts
811
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2025
- Branch Offices
- 3
- LEI
- 549300DSCHEIV5W3U963
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORGMANN, JOE, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOE, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOE, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOE, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOE, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BORGMANN, JOSEPH, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAVO, MARCO, ANTHONY | I | DIRECTOR | NA | Control |
| BRAVO, MARCO, ANTHONY | I | DIRECTOR | NA | Control |
| BRAVO, MARCO, ANTHONY | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | DIRECTOR | NA | Control |
| Byrnes, Dan | I | PRESIDENT | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| CAREY, JAMES, DAWSON | I | DIRECTOR, MEMBER | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| DIEDRICH, ROBERT, GORDON | I | DIRECTOR | NA | Control |
| EMSTEAD, INC. | DE | MEMBER | NA | |
| FULKERSON, DAVIS, R. | I | DIRECTOR | NA | Control |
| GACYMA, LTD. | DE | MEMBER | NA | |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GANDHI, SIDDHARTH, SUBHASH | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GOODMAN, ERIC, BYCK | I | DIRECTOR | NA | Control |
| GUYCO, INC. | DE | MEMBER | NA | |
| GUYER, STEVEN, WAYNE | I | MEMBER | NA | |
| HAWKEYE INVESTMENT MANAGEMENT CORP. | DE | MEMBER | NA | |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | MEMBER | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HILGER, CHRISTOPHER, MICHAEL | I | DIRECTOR | NA | Control |
| HOYT, BARRY, GEORGE | I | DIRECTOR | NA | Control |
| HOYT, BARRY, GEORGE | I | MEMBER | NA | |
| HUOVINEN, SUZETTE, LOUISE | I | DIRECTOR | NA | Control |
| HUOVINEN, SUZETTE, LOUISE | I | DIRECTOR | NA | Control |
| HUOVINEN, SUZETTE, LOUISE | I | DIRECTOR | NA | Control |
| JARMEL, ANDREW, MICHAEL | I | MEMBER | NA | |
| JOHNSTON, HARRY, CLAY | I | MEMBER | NA | |
| JOHNSTON, HARRY, CLAY | I | MEMBER | NA | |
| KLANGCO, INC. | DE | MEMBER | NA | |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Klassa, Chelsea, Lynn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGE, KATHY, ROSEANNE | I | MEMBER | NA | |
| LIVNEY, PATRICK, ARMAND | I | MEMBER | NA | |
| MAVROGENES, PETER, SPYRIDON | I | MEMBER | NA | |
| MUHTADIE, FAYEZ, SAMI | I | DIRECTOR | NA | Control |
| MUHTADIE, FAYEZ, SAMI | I | DIRECTOR | NA | Control |
| MUHTADIE, FAYEZ, SAMI | I | DIRECTOR | NA | Control |
| MUHTADIE, FAYEZ, SAMI | I | DIRECTOR | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NUTTALL, REED, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PALCO, INC. | DE | MEMBER | NA | |
| RBF INVESTMENT, LTD. | DE | MEMBER | NA | |
| RICHARDS, DARLENE, H. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, H. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, DARLENE, HAZEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RYCO, INC. | DE | MEMBER | NA | |
| SCHAEFER, JOHN, LARKIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SEBALD, CHRISTOPHER, ROMAN | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | DIRECTOR | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SENECHALLE, TIMOTHY, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHELSTAD, MARK, WILLIAM | I | MEMBER | NA | |
| SHETTLE, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| SHETTLE, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| SHETTLE, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| SHETTLE, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| STARRETT, HARRISON, G. | I | MEMBER | NA | |
| STEIGER, MARK, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIGER, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRADTNER, JAMES, BERNARD | I | CHAIRMAN OF THE BOARD | NA | Control |
| WERMUTH, DAVID | I | DIRECTOR | NA | Control |
| WERMUTH, DAVID, JAY | I | DIRECTOR, MEMBER | NA | Control |
| WERMUTH, DAVID, JAY | I | DIRECTOR, MEMBER | NA | Control |
| WERMUTH, DAVID, JAY | I | DIRECTOR, MEMBER | NA | Control |
| WERMUTH, DAVID, JAY | I | DIRECTOR, MEMBER | NA | Control |
| WERMUTH, DAVID, JAY | I | DIRECTOR, MEMBER | NA | Control |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | Control |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | Control |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | Control |
| ZACCARO, WARREN, JOHN | I | DIRECTOR | NA | Control |
| ZELLER, RANDALL, KEACH | I | PRSIDENT & CHIEF OPERATING OFFICER | NA | Control |
| ZELLER, RANDALL, KEACH | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| ZENCO, INC. | DE | MEMBER | NA | |
| ZERBIB, NICOLAS | I | DIRECTOR | NA | Control |
| ZERBIB, NICOLAS, DAVID | I | DIRECTOR, MEMBER | NA | Control |
| ZERBIB, NICOLAS, DAVID | I | DIRECTOR, MEMBER | NA | Control |
| ZERBIB, NICOLAS, DAVID | I | DIRECTOR, MEMBER | NA | Control |
| ZERBIB, NICOLAS, DAVID | I | DIRECTOR, MEMBER | NA | Control |
| ZERBIB, NICOLAS, DAVID | I | DIRECTOR, MEMBER | NA | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| SECURIAN AAM HOLDINGS, LLC | DE | SOLE DIRECT OWNER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT AAM HOLDINGS, INC. | DE | MEMBER | D | Control |
| TRIDENT IV, L.P. | DE | INVESTMENT FUND | D | Control |
| TRIDENT IV, L.P. | DE | INVESTMENT FUND | D | Control |
| TRIDENT IV, L.P. | DE | INVESTMENT FUND | D | Control |
| CCP III | DE | INVESTMENT FUND | C | Control |
| CENCO INVESTMENT LLC | DE | INVESTMENT FUND | C | Control |
| CENCO INVESTMENT LLC | DE | INVESTMENT FUND | C | Control |
| CENCO INVESTMENT LLC | DE | INVESTMENT FUND | C | Control |
| ANBAR, INC. | DE | MEMBER | B | Control |
| HOYT, BARRY, GEORGE | I | CHAIRMAN AND CEO | B | Control |
| HOYT, BARRY, GEORGE | I | CHAIRMAN AND CEO | B | Control |
| JARMEL, ANDREW, MICHAEL | I | DIRECTOR | B | Control |
| JARMEL, ANDREW, MICHAEL | I | DIRECTOR | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| SCHAEFCO, INC. | DE | MEMBER | B | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | INVESTMENT FUND | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVCO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| BRAVO, INC. | DE | MEMBER | A | Control |
| GUYER, STEVEN, WAYNE | I | MEMBER | A | |
| GUYER, STEVEN, WAYNE | I | MEMBER | A | |
| JOHNSTON, HARRY, CLAY | I | MEMBER | A | |
| JOHNSTON, HARRY, CLAY | I | MEMBER | A | |
| KBW CAPITAL PARTNERS I | DE | INVESTMENT FUND | A | Control |
| KBW CAPITAL PARTNERS I | DE | INVESTMENT FUND | A | Control |
| MAVCO, INC. | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| REED J CO | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFCO, INC. | DE | MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, DIRECTOR | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, DIRECTOR | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | PRESIDENT, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | A | Control |
| SCHAEFER, JOHN, LARKIN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | A | Control |
| SHELSTAD, MARK, WILLIAM | I | MEMBER | A | |
| SHELSTAD, MARK, WILLIAM | I | DIRECTOR, MEMBER | A | Control |
| SHELSTAD, MARK, WILLIAM | I | DIRECTOR | A | Control |
| SHELSTAD, MARK, WILLIAM | I | MEMBER | A | |
| SHELSTAD, MARK, WILLIAM | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| CD TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| DW TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| JC TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| MH TRIDENT III, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| NZ TRIDENT GP, LLC | DE | TRIDENT CAPITAL IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| TRIDENT CAPITAL IV, L.P. | FE | TRIDENT IV, L.P. | F | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVCO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| BRAVO, MARCO, ANTHONY | I | BRAVO, INC. | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| CAREY, JAMES, DAWSON | I | JC TRIDENT GP, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| DAVIS, CHARLES, ARTHUR | I | CD TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| HARTZBAND, MERYL, DEBORAH | I | MH TRIDENT III, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | SECURIAN AAM HOLDINGS, LLC | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| NUTTALL, REED, J | I | REED J CO | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SCHAEFER, JOHN, LARKIN | I | SCHAEFCO, INC. | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT AAM HOLDINGS, LLC | DE | TRIDENT AAM HOLDINGS, INC. | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| TRIDENT IV, L.P. | FE | TRIDENT AAM HOLDINGS, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| WERMUTH, DAVID, JAY | I | DW TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
| ZERBIB, NICOLAS, DAVID | I | NZ TRIDENT GP, LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2025 REGISTERED
Notice Filings (3)
IL MN TX
Address
10 S. RIVERSIDE PLAZASTE 700
CHICAGO, IL 60606-3798
United States
Phone: 312-263-2900