CAROL BERMAN INVESTMENT ADVISORY SERVICES, INC.
CRD #109883 SEC #801-56906 WESTON, MA 781-899-4644
SEC Registered
Total AUM
$16.4M
Discretionary
$0
Employees
5
Clients
0
Accounts
38
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAROL BERMAN INVESTMENT ADVISORY SERVICES, INC. | DE | PRESIDENT | E | Control |
| CAROL BERMAN INVESTMENT ADVISORY SERVICES, INC. | DE | PRESIDENT | E | Control |
| CAROL BERMAN INVESTMENT ADVISORY SERVICES, INC. | DE | PRESIDENT | E | Control |
| CAROL BERMAN INVESTMENT ADVISORY SERVICES, INC. | DE | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 3, 2011 REGISTERED
Notice Filings (1)
MA
Address
484 CONANT ROADWESTON, MA 2493
United States
Phone: 781-899-4644