RIA Intelligence

AMERICAN EXPRESS ASSET MANAGEMENT INTERNATIONAL INC.

CRD #109885 SEC #801-15966 MINNEAPOLIS, MN 612-671-3452
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
--
Clients
0
Accounts
9

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 10, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANSTEAD, RICHARDIFSA COMPLIANCENA Control
ANSTEAD, RICHARDIDIRECTORNA Control
ANSTEAD, RICHARDIFSA COMPLIANCENA Control
ANSTEAD, RICHARDIDIRECTORNA Control
ARMSTRONG, WARD, DOUGLASIDIRECTORNA Control
ARMSTRONG, WARD, DOUGLASIDIRECTORNA Control
BERMAN, WALTER, SITREASURERNA Control
BERMAN, WALTER, SITREASURERNA Control
BRADLEY, ROBERT, SCOTTICHIEF COMPLIANCE OFFICERNA Control
BURGESS, MARKIDIRECTOR, CIONA Control
FAWCETT, MARK, AIDIRECTOR, CIONA Control
FAWCETT, MARK, AIDIRECTOR, CIONA Control
FAWCETT, MARK, AIDIRECTOR, CIONA Control
KEELEY, MICHELLE, MARIEIDIRECTORNA Control
KEELEY, MICHELLE, MARIEIDIRECTORNA Control
KELLOE, JANE, BICHIEF LEGAL OFFICERNA Control
KELLOE, JANE, BICHIEF LEGAL OFFICERNA Control
KELLOE, JANE, BICHIEF LEGAL OFFICERNA Control
MARBOUR, ERIE, LUNDISECRETARYNA Control
MCGRANE, BRIAN, JOSEPHIVICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
MCGRANE, BRIAN, JOSEPHIVICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
MEEHAN, TIMOTHY, SISECRETARYNA Control
MEEHAN, TIMOTHY, SISECRETARYNA Control
MEEHAN, TIMOTHY, SISECRETARYNA Control
MEEHAN, TIMOTHY, SISECRETARYNA Control
O'BRIEN, JOHN, KENNEDYIGLOBAL HEAD OF MARKETING AND BUSINESS DEVELOPMENTNA Control
O'BRIEN, JOHN, KENNEDYIGLOBAL HEAD OF MARKETING AND BUSINESS DEVELOPMENTNA Control
O'BRIEN, JOHN, KENNEDYIDIRECTOR, PRESIDENT AND CEONA Control
O'BRIEN, JOHN, KENNEDYIPRESIDENT AND CEONA Control
O'BRIEN, JOHN, KENNEDYIDIRECTOR, PRESIDENT AND CEONA Control
PARIS, NICOLAS, JOHNIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
PARIS, NICOLAS, JOHNIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
ROSZELL, STEPHEN, WESLEYIDIRECTORNA Control
ROSZELL, STEPHEN, WESLEYICHAIRMAN OF THE BOARD OF DIRECTORS, EXECUTIVE VICE PRESIDENTNA Control
ROSZELL, STEPHEN, WESLEYIEXECUTIVE VICE PRESIDENTNA Control
ROSZELL, STEPHEN, WESLEYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
TRUSCOTT, WILLIAM, FREDERICKIDIRECTORNA Control
TRUSCOTT, WILLIAM, FREDERICKIDIRECTORNA Control
TRUSCOTT, WILLIAM, FREDERICKIDIRECTORNA Control
TRUSCOTT, WILLIAM, FREDERICKIDIRECTORNA Control
WEIMER, BETH, ELLENICHIEF COMPLIANCE OFFICERNA Control
WEIMER, BETH, ELLENICHIEF COMPLIANCE OFFICERNA Control
WEIMER, BETH, ELLENICHIEF COMPLIANCE OFFICERNA Control
YASHAR, KAREN, LISAICHIEF LEGAL OFFICERNA
YASHAR, KAREN, LISAICHIEF LEGAL OFFICERNA
YOWAN, DAVID, L.ITREASURERNA Control
YOWAN, DAVID, L.ITREASURERNA Control
YOWAN, DAVID, L.IVP AND TREASURERNA Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDESHAREHOLDER OF APPLICANTE Control
AMERIPRISE FINANCIAL, INC.DESHAREHOLDER OF APPLICANTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AMERICAN EXPRESS COMPANYDEAMERICAN EXPRESS FINANCIAL CORPORATIONE Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDEAPPLICANTD Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDEAPPLICANTD Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDEAPPLICANTD Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDEAPPLICANTD Control
AMERICAN EXPRESS FINANCIAL CORPORATIONDEAPPLICANTD Control

Registrations

Federal

IA
Oct 10, 2005 REGISTERED

Notice Filings (1)

MN

Address

50605 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
USA
Phone: 612-671-3452