WALNUT STREET ADVISERS INC
CRD #109903 SEC #801-41187 SAINT LOUIS, MO 314-525-9108
SEC Registered
Total AUM
$124.8M
Discretionary
$48.8M
Employees
51
Clients
0
Accounts
708
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AQUINO, VIRGELAN, ERNESTO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| AQUINO, VIRGELAN, ERNESTO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARBER, DONA, LEE | I | DIRECTOR | NA | Control |
| BARBER, DONA, LEE | I | DIRECTOR | NA | Control |
| BARBER, DONA, LEE | I | DIRECTOR | NA | Control |
| BARBER, DONA, LEE | I | DIRECTOR | NA | Control |
| CAPRIGLIONE, DENNIS, JAY | I | VICE PRESIDENT, GENERAL COUNSEL | NA | |
| CAPRIGLIONE, DENNIS, JAY | I | VICE PRESIDENT, GENERAL COUNSEL | NA | |
| CAPRIGLIONE, DENNIS, JAY | I | VICE PRESIDENT, GENERAL COUNSEL | NA | |
| CARR, GWENN, LOUISE | I | SECRETARY | NA | Control |
| CARR, GWENN, LOUISE | I | SECRETARY | NA | Control |
| CELLUPICA, PAUL, GERARD | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL, GERARD | I | CHIEF LEGAL OFFICER | NA | Control |
| EICHNER, KEVIN, CHARLES | I | CHAIRMAN | NA | Control |
| EICHNER, KEVIN, CHARLES | I | CHAIRMAN | NA | Control |
| EICHNER, KEVIN, CHARLES | I | CHAIRMAN | NA | Control |
| EICHNER, KEVIN, CHARLES | I | CHAIRMAN | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEGER, JAMES, WILLIAM | I | ASSISTANT TREASURER | NA | |
| KOEGER, JAMES, WILLIAM | I | ASSISTANT TREASURER | NA | |
| KOEGER, JAMES, WILLIAM | I | ASSISTANT TREASURER | NA | |
| KOEGER, JAMES, WILLIAM | I | ASSISTANT TREASURER | NA | |
| KOEGER, JAMES, WILLIAM | I | ASSISTANT TREASURER | NA | |
| LAZARUS, NORMAN, ROBERT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| LAZARUS, NORMAN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKHAM, CRAIG, WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG, WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG, WILLIAM | I | INVESTMENT COMMITTEE MEMBER | NA | |
| MARKHAM, CRAIG, WILLIAM | I | INVESTMENT COMMITTEE MEMBER | NA | |
| MARKHAM, CRAIG, WILLIAM | I | INVESTMENT COMMITTEE MEMBER | NA | |
| MARKHAM, CRAIG, WILLIAM | I | PRESIDENT | NA | |
| MARKHAM, CRAIG, WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG, WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG, WILLIAM | I | INVESTMENT COMMITTEE MEMBER | NA | |
| MCCAULEY, MATTHEW, PATRICK | I | SECRETARY/GENERAL COUNSEL | NA | Control |
| MCCAULEY, MATTHEW, PATRICK | I | SECRETARY/GENERAL COUNSEL | NA | Control |
| MCCAULEY, MATTHEW, PATRICK | I | SECRETARY/GENERAL COUNSEL | NA | Control |
| MCCAULEY, MATTHEW, PATRICK | I | SECRETARY/GENERAL COUNSEL | NA | Control |
| MILLER, RICHARD, JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MILLER, RICHARD, JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MILLER, RICHARD, JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MILLER, RICHARD, JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| PETERSEN, ROBERT, HENRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSEN, ROBERT, HENRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSEN, ROBERT, HENRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSEN, ROBERT, HENRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSEN, ROBERT, HENRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEEHAN, MAUREEN, MCGARITY | I | ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | |
| SHEEHAN, MAUREEN, MCGARITY | I | ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | |
| SHEEHAN, MAUREEN, MCGARITY | I | ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | |
| TOPPETA, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| WOLZENSKI, BERNARD, H | I | DIRECTOR | NA | Control |
| WOLZENSKI, BERNARD, H | I | DIRECTOR | NA | Control |
| WOLZENSKI, BERNARD, H | I | DIRECTOR | NA | Control |
| WOLZENSKI, BERNARD, H | I | DIRECTOR | NA | Control |
| WULLER, DON, PATRICK | I | CFO/SENIOR VICE PRESIDENT | NA | Control |
| WULLER, DON, PATRICK | I | CFO/SENIOR VICE PRESIDENT | NA | Control |
| WULLER, DON, PATRICK | I | CFO/SENIOR VICE PRESIDENT | NA | Control |
| WULLER, DON, PATRICK | I | CFO/SENIOR VICE PRESIDENT | NA | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
| WALNUT STREET SECURITIES, INC. | DE | PARENT OF WALNUT STREET ADVISERS, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GENAMERICA FINANCIAL CORPORATION | DE | WALNUT STREET SECURITIES, INC. | E | Control |
| GENAMERICA FINANCIAL CORPORATION | DE | WALNUT STREET SECURITIES, INC. | E | Control |
| GENAMERICA FINANCIAL CORPORATION | DE | WALNUT STREET SECURITIES, INC. | E | Control |
| GENAMERICA FINANCIAL CORPORATION | DE | WALNUT STREET SECURITIES, INC. | E | Control |
| METLIFE, INC. | DE | WALNUT STREET SECURITIES, INCORPORATED | E | Control |
| METLIFE, INC. | DE | WALNUT STREET SECURITIES, INCORPORATED | E | Control |
| METLIFE, INC. | DE | PARENT OF METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | PARENT OF METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | PARENT OF METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | PARENT OF METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | WALNUT STREET SECURITIES, INCORPORATED | E | Control |
| METLIFE, INC. | DE | WALNUT STREET SECURITIES, INCORPORATED | E | Control |
| METLIFE, INC. | DE | PARENT OF METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | PARENT OF GENAMERICA FINANCIAL CORPORATION | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | PARENT OF GENAMERICA FINANCIAL CORPORATION | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | PARENT OF GENAMERICA FINANCIAL CORPORATION | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | PARENT OF GENAMERICA FINANCIAL CORPORATION | E | Control |
Registrations
Federal
IA
Oct 4, 2005 REGISTERED
Notice Filings (51)
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Address
13045 TESSON FERRY ROADSAINT LOUIS, MO 63128
USA
Phone: 314-525-9108