RIA Intelligence

M&K INVESTMENT ADVISERS LLC

CRD #109911 SEC #801-51865 MELVILLE, NY 631-414-4054
SEC Registered
Total AUM
$97.3M
Discretionary
$0
Employees
10
Clients
10
Accounts
279

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 20, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADLER, LESLIE, A.ICHIEF COMPLIANCE OFFICERNA Control
ADLER, LESLIE, A.ICHIEF COMPLIANCE OFFICERNA Control
MICHEL, HOITSZICHIEF COMPLIANCE OFFICERNA Control
MICHEL, HOITSZICHIEF COMPLIANCE OFFICERNA Control
WEINER, JEFFREY, MARCIMANAGING MEMBERNA
WEINER, JEFFREY, MARCIMANAGING MEMBERNA
WEINER, JEFFREY, MARCIMANAGING MEMBERNA
WEINER, JEFFREY, MARCIMANAGING MEMBERNA
WEINER, JEFFREY, MARCIMANAGING MEMBERNA
MARCUM & KLIEGMAN LLPDEMEMBERE Control
MARCUM & KLIEGMAN LLPDEMEMBERE Control
MARCUM & KLIEGMAN LLPDEMEMBERE Control
MARCUM LLPDEMEMBERE Control
MARKUM & KLIEGMAN LLPDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ASHE, JAMES, THEODOREIMARCUM & KLIEGMAN, LLPF Control
ASHE, JAMES, THEODOREIMARCUM & KLIEGMAN, LLPF Control
ASHE, JAMES, THEODOREIMARCUM & KLIEGMAN, LLPF Control
BUKZIN, DAVID, CRAIGIMARCUM & KLIEGMAN, LLPF Control
BUKZIN, DAVID, CRAIGIMARCUM & KLIEGMAN, LLPF Control
BUKZIN, DAVID, CRAIGIMARCUM & KLIEGMAN, LLPF Control
CONIGLIARO, RONALDIMARCUM & KLIEGMAN, LLPF Control
CONIGLIARO, RONALDIMARCUM & KLIEGMAN, LLPF Control
FIRST, DAVID, M.IMARCUM & KLIEGMAN, LLPF Control
FRIEDMAN, BART, HIMARCUM & KLIEGMAN, LLPF Control
FRIEDMAN, BART, HIMARCUM & KLIEGMAN, LLPF Control
FRIEDMAN, BART, HIMARCUM & KLIEGMAN, LLPF Control
SELSMAN, RONALD, H.IMARCUM & KLIEGMAN, LLPF Control
STRASSLER, PHILIP, FREDERICKIMARCUM & KLIEGMAN, LLPF Control
STRASSLER, PHILIP, FREDERICKIMARCUM & KLIEGMAN, LLPF Control
STRASSLER, PHILIP, FREDERICKIMARCUM & KLIEGMAN, LLPF Control
WEINER, JEFFREY, MARCIMARCUM & KLIEGMAN, LLPF Control
WEINER, JEFFREY, MARCIMARCUM & KLIEGMAN, LLPF Control
WEINER, JEFFREY, MARCIMARCUM LLPF Control
WEINER, JEFFREY, MARCIMARCUM & KLIEGMAN, LLPF Control
WEINER, JEFFREY, MARCIMARCUM & KLIEGMAN, LLPF Control

Registrations

Federal

IA
Feb 20, 2007 REGISTERED

Notice Filings (3)

CT NJ NY

Address

10 MELVILLE PARK ROAD
MELVILLE, NY 11747
USA
Phone: 631-414-4054