RIA Intelligence

FIRST PACIFIC ADVISORS, INC

CRD #109912 SEC #801-39512 LOS ANGELES, CA 310-473-0225
SEC Registered Broker-Dealer
Total AUM
$3.5B
Discretionary
$3.5B
Employees
--
Clients
--
Accounts
26

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ATTEBERRY, THOMAS, HUNTERIVPNA
ATTEBERRY, THOMAS, HUNTERIVPNA
ATWOOD, JAMES, RICHARDIDIR, PRIN, COO, CFO & TRNA Control
ATWOOD, JAMES, RICHARDIDIR, PRIN, COO, CFO & TRNA Control
BRYAN, DENNIS, MICHAELIVPNA
BRYAN, DENNIS, MICHAELIVPNA
EKSTRAND, RIKARD, BERNTIVPNA
EKSTRAND, RIKARD, BERNTIVPNA
ENDE, ERIC, SAYREISR VPNA
ENDE, ERIC, SAYREISR VPNA
GEIST, STEVEN, RICHARDIVPNA
GEIST, STEVEN, RICHARDIVPNA
MANN, JULIAN, WILLIAM HERBERTIVICE PRESIDENTNA
RODRIGUEZ, ROBERT, LOUISIDIR, PRIN,CEO & CIONA Control
RODRIGUEZ, ROBERT, LOUISIDIR, PRIN,CEO & CIONA Control
ROMICK, STEVENISR VPNA
ROMICK, STEVENISR VPNA
OLD MUTUAL (US) HOLDINGS INC.DE100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC.E Control
OLD MUTUAL (US) HOLDINGS INC.DE100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
OLD MUTUAL PLCFEOM GROUP (UK) LIMITEDE Control
OLD MUTUAL PLCFEOLD MUTUAL (US) HOLDINGS INC.E Control
OM GROUP (UK) LIMITEDFEOLD MUTUAL (US) HOLDINGS INC.E Control

Registrations

Federal

IA
Mar 20, 2002 REGISTERED

Notice Filings (1)

CA

Address

11400 WEST OLYMPIC BOULEVARD
SUITE 1200
LOS ANGELES, CA 90064
USA
Phone: 310-473-0225