PETTINGA FINANCIAL ADVISORS INC
CRD #109916 SEC #801-47312 EVANSVILLE, IN 812-436-4000
SEC Registered
Total AUM
$472.1M
Discretionary
$0
Employees
5
Clients
25
Accounts
395
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DANKS, JOSEPH, M | I | CHIEF OPERATIONS OFFICER | NA | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| PETTINGA, MARK, VICTOR | I | PRESIDENT | E | Control |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| VOLKMAN, MATTHEW, EDWARD | I | VICE PRESIDENT | B | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | A | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | A | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | A | |
| GOEBEL, BRIAN, JAY | I | CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Feb 2, 2007 REGISTERED
Notice Filings (7)
CO FL IL IN KY OH TX
Address
501 MAIN STREETSUITE 100
EVANSVILLE, IN 47708
USA
Phone: 812-436-4000